David Brennen Email & Phone Number
VP Compliance @ NewEdge Capital Group
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David Brennen Location
- Pittsburgh, PA, US
David Brennen Work
- VP Compliance @ (November 2021 - Present)
- Vice President Compliance @ (January 2018 - Present)
- Vice President Compliance Officer @ (January 2018 - Present)
- Managing Director, Control Group @ (January 2016 - January 2018)
- Group Managing Director @ (January 2016 - January 2017)
- Director Control @ (January 2012 - January 2015)
- Compliance Officer @ (July 2005 - January 2012)
- Vice President Compliance @ (January 2006 - January 2011)
- Assistant Vice President Compliance @ (January 2006 - January 2007)
- Chief Operations Officer and Treasurer @ (March 2005 - July 2005)
- Chief Operations Officer and Treasurer @ (May 1994 - July 2005)
- Senior Vice President Operations @ (January 2000 - January 2005)
- Internal Auditor @ (January 1991 - January 1993)
David Brennen Education
- Robert Morris University
Business Adminstration (Accounting)
1988-1990 - Robert Morris University
Bachelor of Arts (Accounting)
David Brennen Skills
- Accounting
- Analyze Information
- Asset Management
- Back Office Operations
- Broker-Dealer Compliance
- Broker-Dealer Operations
- Building Internal & External Relationships
- CIOs
- Clearances
- Compensation Review
- Compliance Monitoring
- Compliance Officers
- Compliance Operations
- Compliance Oversight
- Compliance Regulations
- Compliance Testing
- Compliance Training
- Conflict Of Interest
- Coordinate Meetings
- Coordinating Meetings
- Dividends
- Due Diligence
- Email Analytics
- Employee Training
- Equities
- FINRA
- Finance
- Financial Analysis
- Financial Modeling
- Financial Services
- Foreign Disclosure
- Forensic Analysis
- Global Compliance
- Internal/External Consulting
- Investments
- Leadership
- Manage client expectations
- Management
- Mutual Funds
- New Hire Training
- Operational Oversight
- Oversight
- Policies & Procedures
- Portfolio Management
- Quarterly Reporting
- Regulatory Policy
- Risk Management
- SEC Financial Reporting
- SIA
- Securities
- Strategic Planning
- SunGard
- Supervisory Skills
- Surveillance
- Team Building
- Transaction Monitoring
- Vendor Relations
- Virtual Data Rooms
David Brennen Summary
- David Brennen, based in Pittsburgh, PA, US, is currently a VP Compliance at NewEdge Capital Group. David Brennen brings experience from previous roles at NewEdge Capital Group, Mid Atlantic Capital Group, Inc. and Charles Schwab. David Brennen holds a 1988 - 1990 Business Adminstration in Accounting @ Robert Morris University. With a robust skill set that includes Accounting, Analyze Information, Asset Management, Back Office Operations, Broker-Dealer Compliance and more. David Brennen has 3 emails and 1 mobile phone numbers on RocketReach.
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