Gino Ercolino's Location
Jersey City, NJ, US
Gino Ercolino's Work
- Chief Compliance Officer, B2C2 USA, Inc. @ B2C2
- Engagement Director, Securities Compliance, Investigations and Global Financial Crimes Compliance @ Treliant
- Director, Department of Enforcement @ FINRA (Financial Industry Regulatory Authority)
- Liaison to State Securities and Insurance Regulators @ FINRA (Financial Industry Regulatory Authority)
- Senior Counsel @ FINRA (Financial Industry Regulatory Authority)
- Trial Counsel @ NYSE
- Research Fellow, Investment Company Act and Investment Advisers Act @ Boston University
- Associate and Counsel @ Fay, Flynn & Fay, PC/Daly, Cavanaugh, Paradis & Flynn, LLP
Gino Ercolino's Education
- The Wharton School
Aresty Institute for Executive Education (Certified Regulatory and Compliance Professional (CRCP))
- Boston University School of Law
Master of Laws - LLM (Banking, Corporate, Finance, and Securities Law)
- New England Law | Boston
Doctor of Law - JD (Cum Laude)
- Seton Hall University
Bachelor of Arts - BA (English)
Gino Ercolino's Skills
- Securities Regulation
- Securities
- Investigation
- Management
- FINRA
- Legal Writing
- Negotiation
- Broker Dealer
- Regulations
- Finance
Gino Ercolino's Summary
Gino Ercolino, based in Jersey City, NJ, US, is currently a Chief Compliance Officer, B2C2 USA, Inc. at B2C2, bringing experience from previous roles at Treliant and FINRA (Financial Industry Regulatory Authority). Gino Ercolino holds a Aresty Institute for Executive Education in Certified Regulatory and Compliance Professional (CRCP) @ The Wharton School. With a robust skill set that includes Securities Regulation, Securities, Investigation, Management, FINRA and more, Gino Ercolino contributes valuable insights to the industry. Gino Ercolino has 5 emails and 1 mobile phone number on RocketReach.
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