Head of Compliance Assurance @ (December 2020 - January 2023)
Senior Compliance Consultant @ (December 2019 - December 2020)
Compliance - Regulatory Monitoring @ (October 2018 - December 2019)
Business Assurance Specialist @ (May 2018 - September 2018)
Senior Compliance Consultant @ (June 2017 - April 2018)
Senior Compliance Consultant @ Masthaven Bank (January 2017 - April 2017)
Senior Compliance Consultant @ (May 2016 - December 2016)
Investment portfolio analyst @ (February 2016 - May 2016)
Investment Review Analyst @ (September 2015 - December 2015)
Lloyds Banking Group - Conduct Risk and Compliance Analyst @ Self-employed (February 2013 - July 2015)
Consultant and EA @ KMI Consultants Offshore (February 2011 - February 2013)
Consultant @ MCIFA (June 2010 - February 2011)
Adjudicator @ (March 2009 - June 2010)
Central Account Manager @ Living Time (November 2006 - March 2009)
Senior Business Reviewer @ (June 2005 - September 2006)
Paraplanner to Managing Director @ (June 2003 - June 2005)
Gemma Jones Education
The Piggott School
Gemma Jones Skills
Investments
Customer Service
Financial Services
Banking
Insurance
Finance
Sales
Business Analysis
Mortgage Lending
Analysis
Project Management
Tax
Sales Process
Mediation
Financial Regulation
IHT
Complaint Management
Paraplanning
Regulatory Analysis
Compliance Monitoring
Best Execution
Thematic reviews
Financial Promotions
Regulatory monitoring
Compliance generalist
Training
Wealth Management
Gemma Jones Summary
Gemma Jones, based in Reading, GB, is currently a Head of Compliance Operations at Hargreaves Lansdown. Gemma Jones brings experience from previous roles at Hargreaves Lansdown, Brooks Macdonald and Brewin Dolphin. Gemma Jones holds a The Piggott School. With a robust skill set that includes Investments, Customer Service, Financial Services, Banking, Insurance and more. Gemma Jones has 3 emails on RocketReach.
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