Cheryl B Fitzpatrick-Smith is the founder and Chief Executive Officer at Futures Compliance Inc. (FCI), a derivatives compliance consulting firm. She established this firm to assist FCMs, IBs, CTAs, floor brokers/traders as well as international trading firms with their regulatory and compliance responsibilities. Ms. Fitzpatrick has actively engaged in the formation and registration of trading firms located within and outside of the United States, with the U.S. regulatory bodies and exchanges. Prior to this, she was legal counsel for a number of futures commission merchants handling regulatory and general legal matters. Ms. Fitzpatrick is a licensed attorney, and received her degree from IIT Chicago Kent College of Law. An essential benefit to the compliance services offered by FCI are the legal services available though the Law Offices of Cheryl B. Fitzpatrick-Smith. Knowledge of the law when handling compliance issues is vital and should not be compromised in this regulatory environment. The Law Office offers legal services to futures industry participants, including FCMs, IBs, floor brokers, associated persons or investors requiring assistance, counseling or representation with general or industry legal matters, including drafting or reviewing contracts; help with employment matters; resolving problems with commodity or securities registration (CFTC, NFA, FINRA) or, representation in exchange or regulatory actions and proceedings.
View Top Employees from Futures Compliance IncWebsite | http://www.futurescomplianceinc.com |
Revenue | $373000 |
Employees | 3 (3 on RocketReach) |
Address | 141 W Jackson Suite 3802, Chicago, Illinois 60604, US |
Phone | (312) 330-8700 |
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Industry | Financial Services, Finance General, Finance |
Competitors | Cannon Trading Company, Inc., Cleartrade Commodities, DeCarley Trading LLC, TransWorld Futures |
SIC | SIC Code 62 Companies, SIC Code 622 Companies |
NAICS | NAICS Code 523 Companies, NAICS Code 5231 Companies, NAICS Code 52 Companies |
Looking for a particular Futures Compliance Inc employee's phone or email?
The Futures Compliance Inc annual revenue was $373000 in 2024.
Cheryl Fitzpatrick is the CEO of Futures Compliance Inc.
3 people are employed at Futures Compliance Inc.
Futures Compliance Inc is based in Chicago, Illinois.
The NAICS codes for Futures Compliance Inc are [523, 5231, 52].
The SIC codes for Futures Compliance Inc are [62, 622].