Eugene O'Brien Email & Phone Number
Assistant Vice President Compliance @ Brown Brothers Harriman
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Eugene O'Brien Location
- New York, NY, US
Eugene O'Brien Work
- Assistant Vice President Compliance @ (August 2026 - Present)
- Principal Compliance Specialist (Marketing Review) @ (January 2026 - Present)
- Registered Principal @ (January 2026 - Present)
- Attorney (Legal Team Marketing Review Specialist) @ (April 2023 - October 2025)
- Legal Specialist @ Point72 Asset Management, L.P. (April 2023 - October 2025)
- Senior Compliance Consultant @ (April 2019 - April 2023)
- Senior Compliance Officer @ (February 2016 - April 2019)
- Senior Associate @ Eagle Strategies, LLC (New York Life Company) (October 2013 - February 2016)
- Legal Associate @ New York Life / Eagle Strategies, LLC (October 2013 - January 2016)
- Senior Advertising Compliance Analyst and Team Leader @ (June 2011 - October 2013)
- Compliance Manager @ (September 2006 - May 2011)
Eugene O'Brien Education
- Elisabeth Haub School of Law at Pace University
2006 (Law)
2003-2006 - Elisabeth Haub School of Law at Pace University
Doctor of Law
- Rutgers University
Bachelor of Arts (Political Science and Government)
- Rutgers University
Bachelor's degree
Eugene O'Brien Skills
- Securities
- AML
- Corporate Governance
- Legal Research
- Legal Writing
- Insurance
- Financial Services
- Litigation
- Corporate Law
- Risk Management
- Financial Risk
- Estate Planning
- Legal Compliance
- Hedge Funds
- Mutual Funds
Eugene O'Brien Summary
- Eugene O'Brien, based in New York, NY, US, is currently a Assistant Vice President Compliance at Brown Brothers Harriman. Eugene O'Brien brings experience from previous roles at LPL Financial, Point72 and Point72 Asset Management, L.P.. Eugene O'Brien holds a 2003 - 2006 2006 in Law @ Elisabeth Haub School of Law at Pace University. With a robust skill set that includes Securities, AML, Corporate Governance, Legal Research, Legal Writing and more. Eugene O'Brien has 1 emails on RocketReach.
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