Erik Dolan Email & Phone Number
Owner, Principal, CCO @ Kyan Compliance
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Erik Dolan Location
- Washington, DC, US
Erik Dolan Work
- 2024 -now Owner, Principal, CCO @
- 2020 -now Principal @ Promesa Properties, LLC
- 2019 -2024 Consultant and CCO @ ACA / Foreside / Alaric Compliance
- 2016 -2019 Director, Professional Qualifications @
- 2012 -2016 Senior Professional Qualifications Analyst @
- 2010 -2012 Senior Principal Investigator @
- 2008 -2010 Vice President, Compliance @ FBR Capital Management, Inc.
- 2005 -2008 Principal Investigator @
- 2002 -2005 Products and Services Specialist @ Capital Financial Group, H. Beck, Inc.
- 1999 -2002 AVP @
Erik Dolan Education
-
MBA (Kogod Capital)
- University of Maryland University College
Bachelors of Science (Business Administration)
Erik Dolan Skills
- FINRA
- Investments
- Securities
- Securities Regulation
- Risk Management
- Fixed Income
- Alternative Investments
- Financial Services
- Equities
- AML
- Mutual Funds
- Capital Markets
- Hedge Funds
- Due Diligence
- Series 7
- Finance
- Anti Money Laundering
- Policy
- Conflicts
- Business Advisory
- Reporting
- Coordinated
- Asset Management
- Insurance Planning
- Series 65
- Nursing
- Mentoring
- Newsletters
- Management
- Silver
- Practice Management
- Fact
- Summarize
- Image Manipulation
- Loan Servicing
- Article
- County
- Leadership
- Business Administration
- Sales and Marketing
- Science
- Timing
- Violations
- Advertising
- Law Enforcement
- Marketing Support
- Legal
- Accounting
- Short Term
- ARM
- Honor
- Securities Laws
- Investigation
- Banking
- Disciplinary Action
- Efficacy
- Retirement Planning
- Variable
- Communication
- Capital
- Institutions
- Umbrella Insurance
- Financial Advisory
- Trading
- Annuity Sales
- Series 24
- Warrants
- Advertising Agency
- Bookkeeping
- Commercial Real Estate
- Registered Investment Advisor
- Analysis
- Trace
- Business Development
- Yahoo
- Interviews
- Educational Seminars
- Rules
- Sales
- Series 63
- Nasd
- Sales Material
- Debate
- Football Coaching
- Suitability
- Veterans
- Regulations
- Compliance
- Covering
- Evidence
- Community
- Institutional Investments
- American
- Internal Controls
- Market
- Customer Service
- Guidelines
- Financial Transactions
- Research
- Cash Flow Management
- Football
- Portfolio Management
- Estate Planning
- Training
- Marketing
- Project Planning
- Writing
- General Securities Principal
Erik Dolan Summary
- Erik Dolan, based in Washington, DC, US, is currently a Owner, Principal, CCO at Kyan Compliance.com. Erik Dolan brings experience from previous roles at Promesa Properties, LLC, ACA / Foreside / Alaric Compliance and Municipal Securities Rulemaking Board. Erik Dolan holds a MBA in Kogod Capital. With a robust skill set that includes FINRA, Investments, Securities, Securities Regulation, Risk Management and more. Erik Dolan has 2 emails and 1 mobile phone numbers on RocketReach.
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