Erik Dolan Location
Washington, DC, US
Erik Dolan Work
- 2024 - now Owner, Principal, CCO @ Kyan Compliance
- 2020 - now Principal @ Promesa Properties, LLC
- 2019 - 2024 Consultant and CCO @ ACA / Foreside / Alaric Compliance
- 2016 - 2019 Director, Professional Qualifications @ Municipal Securities Rulemaking Board
- 2012 - 2016 Senior Professional Qualifications Analyst @ Municipal Securities Rulemaking Board
- Senior Principal Investigator @ FINRA (Financial Industry Regulatory Authority)
- Vice President, Compliance @ FBR Capital Management, Inc.
- Principal Investigator @ FINRA (Financial Industry Regulatory Authority)
- Products and Services Specialist @ Capital Financial Group, H. Beck, Inc.
- 1999 - 2002 AVP @ Morgan Stanley
Erik Dolan Education
- University of Maryland University College
Bachelors of Science (Business Administration)
Erik Dolan Skills
- FINRA
- Investments
- Securities
- Securities Regulation
- Risk Management
- Fixed Income
- Alternative Investments
- Financial Services
- Equities
- AML
Erik Dolan Summary
Erik Dolan, based in Washington, DC, US, is currently a Owner, Principal, CCO at Kyan Compliance.com. Erik Dolan brings experience from previous roles at Promesa Properties, LLC, ACA / Foreside / Alaric Compliance and Municipal Securities Rulemaking Board. With a robust skill set that includes FINRA, Investments, Securities, Securities Regulation, Risk Management and more. Erik Dolan has 3 emails and 1 mobile phone numbers on RocketReach.
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