Eric Moss Email & Phone Number

Eric Moss Email & Phone Number

Senior Vice President, Deputy General Counsel and Chief Compliance Officer @ Bank of Montreal

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Location

Canada

Work

  • SVP and Chief Compliance Officer @ BMO Financial Corp
  • Vice President, Emerging Regulatory Issues @ Financial Industry Regulatory Authority
  • Associate Vice President, Associate General Counsel @ Financial Industry Regulatory Authority
  • Counsel, Commissioner Laura Unger @ Securities and Exchange Commission
  • Law Clerk, The Honorable William H Timbers, Circuit Judge @ United States Court of Appeals for the Second Circuit
  • Senior Vice President, Deputy General Counsel and Chief Compliance Officer @ Bank of Montreal

Education

  • University of Virginia School of Law

    JD

    1988 - 1991
  • University of Denver

    BS (Accounting)

    1980 - 1984

Skills

  • Securities
  • Securities Regulation
  • Capital Markets
  • Corporate Governance
  • Financial Services
  • Due Diligence
  • Equities
  • Risk Management
  • Hedge Funds
  • Mutual Funds

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