Eric Moss Email & Phone Number
Senior Vice President, Deputy General Counsel and Chief Compliance Officer
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Eric Moss Location
- Washington, DC, US
Eric Moss Work
- 2014 - now Senior Vice President, Deputy General Counsel and Chief Compliance Officer @ Bank of Montreal
- 2011 - 2014 SVP and Chief Compliance Officer @ BMO Financial Corp
- 2005 - 2011 Vice President, Emerging Regulatory Issues @
- 1998 - 2005 Associate Vice President, Associate General Counsel @
- 1997 - 1998 Counsel, Commissioner Laura Unger @ Securities and Exchange Commission
- 1995 - 1997 Attorney, Office of the General Counsel @ Securities and Exchange Commission
- 1992 - 1995 Associate @ Williams & Connolly LLP
- 1991 - 1992 Law Clerk, The Honorable William H Timbers, Circuit Judge @ United States Court of Appeals for the Second Circuit
- 1984 - 1988 Supervising Senior @ Arthur Young & Company
Eric Moss Education
- University of Virginia School of Law
JD
1988 - 1991 - University of Denver
BS (Accounting)
1980 - 1984
Eric Moss Skills
- Securities
- Securities Regulation
- Capital Markets
- Corporate Governance
- Financial Services
- Due Diligence
- Equities
- Risk Management
- Hedge Funds
- Mutual Funds
- Financial Advisory
- Market
- Commercial Matters
- Nasd
- Draft
- Sales
- Net
- Finance
- Foreign Exchange
- Data Services
- Backgrounds
- Federal Court
- Legal
- Law Enforcement
- Bench
- Briefs
- Municipalities
- Broker Dealer
- Funding
- Rules
- Committees
- Auditing
- Coordinated
- Alerts
- Publications
- Regulators
- Accounting
- Liquidity Risk
- Year End
- Guidance
- Statutory
- Rulemaking
- Business Services
- Futures
- Nyse
- Strategy
- Supervision
- Ubiquitous Computing
- Sold
- FINRA
- Denver
- Training
- Circuit
- Policy
- Microsoft Office Sharepoint Server
- Supervisory
- Policy Issues
- Research
- Articles
- Appeals
- Reporting
- Task Force
- Commercial Real Estate
- Investigation
- District of Columbia
- Analysis
- CPA
- Verizon
- Commodities
- Economics
- Retail
- STAR
- Virginia
- Applications
- Notices
- Appellate
- Negotiation
- Doctrine
- Editorial
- Corporate Tax
- Subject Matter Experts
- Life Settlements
- Colorado
- Drafting
- Industry Training
- Information Sharing
- Contractual Agreements
- ETFs
- Bar
- Responsibility
- Regulations
- Distribution
- International
- Breadth
- Sweeps
- Tax
- Microsoft Exchange
- Reviews
- Economists
- Materials
- Compliance
- Rate
- Proposal Writing
- Network Communications
- Proprietary Trading
- Internal Controls
- Formulation
- Dealers
Eric Moss Summary
- Eric Moss, based in Washington, DC, US, is currently a Senior Vice President, Deputy General Counsel and Chief Compliance Officer at Bank of Montreal. Eric Moss brings experience from previous roles at BMO Financial Corp, FINRA and Securities and Exchange Commission. Eric Moss holds a 1988 - 1991 JD @ University of Virginia School of Law. With a robust skill set that includes Securities, Securities Regulation, Capital Markets, Corporate Governance, Financial Services and more. Eric Moss has 3 emails and 5 mobile phone numbers on RocketReach.
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