Eric Field Email & Phone Number
Director of Risk and Compliance @ Harris Williams
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Eric Field Location
- Richmond, VA, US
Eric Field Work
- Director of Risk and Compliance @ (April 2021 - Present)
- Company Co-Owner @ (June 2019 - April 2026)
- Director of Capital Markets Compliance @ (July 2011 - April 2021)
- Adjunct Professor @ (January 2016 - January 2017)
- Director of Equity Capital Markets Compliance @ (January 2010 - January 2011)
- Managing Director @ (January 2003 - January 2010)
- Compliance (TMMS) Examiner @ (January 2000 - January 2003)
- Senior Underwriter @ (January 1997 - January 2000)
Eric Field Education
- The Johns Hopkins University - Carey Business School
Master of Science (M.S.) (Finance)
2002-2012 - West Virginia University
Bachelor of Science (B.S.) (Finance and Management)
1993-1997
Eric Field Skills
- Compliance Management
- Regulatory Strategy
- Capital Markets
- Regulatory Submissions
- Development Of Policies
- Regulatory Risk
- Implementation Of Policies
- Regulatory Reporting
- Strategy
- Trading
- Trading Systems
- Regulations
- Fixed Income
- Policy
- Insurance
- Equities
- Options
- Banking
- FINRA
- Leadership
- Strategic Planning
- Compliance
- Microsoft Office
- Microsoft Excel
- Financial Analysis
- Research
- Public Finance
- Policies And Procedures Development
- Regulatory Compliance
- Investment Banking
- Series 7
- Securities
Eric Field Summary
- Eric Field, based in Richmond, VA, US, is currently a Director of Risk and Compliance at Harris Williams. Eric Field brings experience from previous roles at SIE Professor, Baird, Carroll University and Robert W. Baird & Co.. Eric Field holds a 2002 - 2012 Master of Science (M.S.) in Finance @ The Johns Hopkins University - Carey Business School. With a robust skill set that includes Compliance Management, Regulatory Strategy, Capital Markets, Regulatory Submissions, Development Of Policies and more. Eric Field has 3 emails on RocketReach.
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Top Harris Williams Employees
Nick Owens
Managing Director
Richmond, VA, US
Bruce Kelleher
Managing Director
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Corey Benjamin
Managing Director
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Tyler Bradshaw
Managing Director
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Bryce Walker
Managing Director
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John Lautemann
Managing Director
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Hiter Harris
Managing Director and Co-Founder
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Tiff Armstrong
Managing Director
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Michael Hogan
Managing Director
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Jason Hart
Managing Director and Chief Financial Officer
Richmond, VA, US
Bob Baltimore
Managing Director
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Turner Bredrup
Managing Director
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Trey Packard
Managing Director
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Tim Webb
Managing Director
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Patrick McNulty
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Jenne Griffin
Chief Information Officer and Managing Director
Richmond, VA, US
Paul Poggi
Chief Operating Officer
Richmond, VA, US
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