Eric Field Email & Phone Number
Director of Risk and Compliance @ Harris Williams
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Eric Field Location
- Richmond, VA, US
Eric Field Work
- 2021 - now Director of Risk and Compliance @
- 2019 - 2026 Company Co-Owner @
- 2011 - 2021 Director of Capital Markets Compliance @
- 2016 - 2017 Adjunct Professor @
- 2010 - 2011 Director of Equity Capital Markets Compliance @
- 2003 - 2010 Managing Director @
- 2000 - 2003 Compliance (TMMS) Examiner @
- 1997 - 2000 Senior Underwriter @
Eric Field Education
- The Johns Hopkins University - Carey Business School
Master of Science (M.S.)
2002 - 2012 - West Virginia University
Bachelor of Science (B.S.)
1993 - 1997
Eric Field Skills
- Compliance Management
- Regulatory Strategy
- Capital Markets
- Regulatory Submissions
- Development Of Policies
- Regulatory Risk
- Implementation Of Policies
- Regulatory Reporting
- Strategy
- Trading
- Trading Systems
- Regulations
- Fixed Income
- Policy
- Insurance
- Equities
- Options
- Banking
- FINRA
- Leadership
- Strategic Planning
- Compliance
- Microsoft Office
- Microsoft Excel
- Financial Analysis
- Research
- Public Finance
- Policies And Procedures Development
- Regulatory Compliance
- Investment Banking
- Series 7
- Securities
Eric Field Summary
- Eric Field, based in Richmond, VA, US, is currently a Director of Risk and Compliance at Harris Williams. Eric Field brings experience from previous roles at SIE Professor, Baird, Carroll University and Robert W. Baird & Co.. Eric Field holds a 2002 - 2012 Master of Science (M.S.) @ The Johns Hopkins University - Carey Business School. With a robust skill set that includes Compliance Management, Regulatory Strategy, Capital Markets, Regulatory Submissions, Development Of Policies and more. Eric Field has 3 emails and 1 mobile phone numbers on RocketReach.
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Top Harris Williams Employees
Nick Owens
Managing Director
Richmond, VA, US
Jeffrey Kidd
Managing Director
Richmond, VA, US
Corey Benjamin
Managing Director
Richmond, VA, US
Tyler Bradshaw
Managing Director
Richmond, VA, US
Bryce Walker
Managing Director
Richmond, VA, US
Tiff Armstrong
Managing Director
Richmond, VA, US
Bob Baltimore
Managing Director
Richmond, VA, US
Turner Bredrup
Managing Director
Richmond, VA, US
Trey Packard
Managing Director
Richmond, VA, US
Tim Webb
Managing Director
Richmond, VA, US
Graham Gillam
Managing Director
Richmond, VA, US
Jenne Griffin
Chief Information Officer and Managing Director
Richmond, VA, US
Paul Poggi
Chief Operating Officer
Richmond, VA, US
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