Eric Field Email & Phone Number

Director of Risk and Compliance @ Harris Williams

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Eric Field Location

Richmond, VA, US

Eric Field Work

2021 - now Director of Risk and Compliance @ Harris Williams
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2019 - now Company Co-Owner @ SIE Professor
2011 - 2021 Director of Capital Markets Compliance @ Baird
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2016 - 2017 Adjunct Professor @ Carroll University
2010 - 2011 Director of Equity Capital Markets Compliance @ Baird
2003 - 2010 Managing Director @ FBR
2000 - 2003 Compliance (TMMS) Examiner @ FINRA (Financial Industry Regulatory Authority)
1997 - 2000 Senior Underwriter @ State Farm
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Eric Field Education

The Johns Hopkins University - Carey Business School
Master of Science (M.S.)
2002 - 2012
West Virginia University
Bachelor of Science (B.S.)
1993 - 1997

Eric Field Skills

Compliance Management
Regulatory Strategy
Capital Markets

Regulatory Submissions
Development Of Policies
Regulatory Risk
Implementation Of Policies
Regulatory Reporting
Strategy
Trading

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Eric Field Summary

Eric Field, based in Richmond, VA, US, is currently a Director of Risk and Compliance at Harris Williams. Eric Field brings experience from previous roles at SIE Professor, Baird, Carroll University and Robert W. Baird & Co.. Eric Field holds a 2002 - 2012 Master of Science (M.S.) @ The Johns Hopkins University - Carey Business School. With a robust skill set that includes Compliance Management, Regulatory Strategy, Capital Markets, Regulatory Submissions, Development Of Policies and more. Eric Field has 4 emails and 1 mobile phone numbers on RocketReach.

Eric Field Emails

Found 4 emails

Eric Field Phone Numbers

Found 2 phone numbers

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Eric Field

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