Dottie Johnson-Newman Email
Supervisor, Business Risk Management - Governance, Risk and Compliance @ LPL Financial
Dottie Johnson-Newman's Location
Fort Myers, FL, US
Dottie Johnson-Newman's Work
- Supervisor, Business Risk Management - Governance, Risk and Compliance @ LPL Financial
- Industry Arbitrator @ FINRA (Financial Industry Regulatory Authority)
- Regional Vice President, Southeast Region @ Royal Alliance Associates
- Compliance Supervision and Management @ Raymond James
- Vice President - Chief Compliance Officer @ Joseph Charles & Associates
Dottie Johnson-Newman's Education
- University of Florida
- University of West Georgia
(Business)
Dottie Johnson-Newman's Skills
- FINRA
- Compliance
- Investment Advisory
- Investments
- Series 7
- Mutual Funds
- Securities
- Asset Management
- Series 24
- Equities
Dottie Johnson-Newman's Summary
Dottie Johnson-Newman, based in Fort Myers, FL, US, is currently a Supervisor, Business Risk Management - Governance, Risk and Compliance at LPL Financial, bringing experience from previous roles at Financial Industry Regulatory Authority, Royal Alliance, Raymond James and Joseph Charles & Associates. Dottie Johnson-Newman holds a University of Florida. With a robust skill set that includes FINRA, Compliance, Investment Advisory, Investments, Series 7 and more, Dottie Johnson-Newman contributes valuable insights to the industry. Dottie Johnson-Newman has 2 emails on RocketReach.
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