Denise Morrison Email & Phone Number
EVP, Wealth Management Risk and Control @ Regions Bank
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Denise Morrison Location
- Birmingham, AL, US
Denise Morrison Work
- 2018 -now EVP, Wealth Management Risk and Control @
- 2013 -2018 SVP, Retail and Institutional Investment Compliance Executive @
- 2012 -2013 Chief Compliance Officer @
- 2007 -2012 Managing Director, Regulatory Affairs @ Morgan Keegan
- 2003 -2007 AmSouth Investment Services Compliance Manager @
Denise Morrison Education
- Samford University
Bachelor's degree (Business Administration and Management, General)
1993-1997
Denise Morrison Skills
- Series 7
- FINRA
- Securities
- Due Diligence
- Mutual Funds
- Investments
- Investment Advisory
- Risk Management
- Series 24
- AML
- Finance
- Management
- Financial Services
- Equities
- Series 63
- Anti Money Laundering
- Banking
- Public Speaking
- Research
- Customer Service
Denise Morrison Summary
- Denise Morrison, based in Birmingham, AL, US, is currently a EVP, Wealth Management Risk and Control at Regions Bank. Denise Morrison brings experience from previous roles at Regions Bank, Securities America, Inc. Member FINRA/SIPC, Morgan Keegan and AmSouth Bank. Denise Morrison holds a 1993 - 1997 Bachelor's degree in Business Administration and Management, General @ Samford University. With a robust skill set that includes Series 7, FINRA, Securities, Due Diligence, Mutual Funds and more. Denise Morrison has 1 emails and 2 mobile phone numbers on RocketReach.
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