David Yap Email
Head of Compliance - Australia @ CLSA
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David Yap Location
- Sydney, NSW, AU
David Yap Work
- 2022 -now Head of Compliance - Australia @
- 2014 -2022 Markets Compliance - F and O, OTC Clearing, Equities @
- 2012 -2013 Head of Compliance and Company Secretarial @ ASEAN Bank (ceased Aus ops)
- 2010 -2012 Director - Regulatory Risk and Compliance @ European Bank (ceased Aus ops)
- 2007 -2010 Securities Division Compliance @
- 1999 -2007 Graduate Program to Legal Counsel (Surveillance, Investigations, Enforcement) @
David Yap Education
- University of Technology Sydney
David Yap Skills
- Securities
- Capital Markets
- Derivatives
- Investment Banking
- Financial Risk
- Risk Management
- Operational Risk Management
- Equity Derivatives
- Fixed Income
- Operational Risk
- Equities
- Hedge Funds
- Financial Markets
- AML
- Structured Products
David Yap Summary
- David Yap, based in Sydney, NSW, AU, is currently a Head of Compliance - Australia at CLSA. David Yap brings experience from previous roles at J.P. Morgan, ASEAN Bank (ceased Aus ops), European Bank (ceased Aus ops) and Goldman Sachs JBWere. David Yap holds a University of Technology Sydney. With a robust skill set that includes Securities, Capital Markets, Derivatives, Investment Banking, Financial Risk and more. David Yap has 1 emails on RocketReach.
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