David Spotts's Location
New York, NY, US
David Spotts's Work
David Spotts's Education
Georgetown University Law Center
LL.M (Securities Regulation and Taxation)
Suffolk University Law School
J.D. (Law)
David Spotts's Skills
David Spotts's Summary
David Spotts, based in New York, NY, US, is currently a Head of Global Compliance and US CCO at Liquidnet, bringing experience from previous roles at Bracewell & Giuliani LLP, Fidelity Investments - Fidelity Capital Markets, Fidelity Investments -- Legal Department and FINRA (formerly the NASD) -- Office of General Counsel, Market Regulation and En. David Spotts holds a LL.M in Securities Regulation and Taxation @ Georgetown University Law Center. With a robust skill set that includes Securities, Trading, Securities Regulation, FINRA, Equities and more, David Spotts contributes valuable insights to the industry. David Spotts has 2 emails and 1 mobile phone number on RocketReach.