David Sobel's Location
Sheffield, MA, US
David Sobel's Work
- FINRA Specialist @ Jacko Law Group
- EVP and GC and CCO @ Zeno AN Solutions
- Past chair small firm advisory board @ FINRA (Financial Industry Regulatory Authority)
- Past-Chairman of the Board @ NAIBD
- Board of Directors @ NSCP
- Partner @ Goldstein Law Group
- Sr. Equity Trader @ Trimark Securities
- President and NYSE Floor Broker @ Ampro Securities, Inc
David Sobel's Education
- Pace University School of Law
JD
1993 - 1997 - Brooklyn College
Master of Science (Broadcasting)
1970 - 1972 - INACTIVE-1703030558-LIU Brooklyn
Bachelor of Arts (Theater)
1966 - 1970
David Sobel's Skills
- Series 63
- SEC
- Anti Money Laundering
- Fixed Income
- Securities Regulation
- Arbitration
- Capital Markets
- Investments
- U.S. Securities And Exchange Commission Sec
- OFAC
David Sobel's Summary
David Sobel, based in Sheffield, MA, US, is currently a FINRA Specialist at Jacko Law Group, bringing experience from previous roles at Abel/Noser Corp, Financial Industry Regulatory Authority (FINRA), NAIBD and NSCP. David Sobel holds a 1993 - 1997 JD @ Pace University School of Law. With a robust skill set that includes Series 63, SEC, Anti Money Laundering, Fixed Income, Securities Regulation and more, David Sobel contributes valuable insights to the industry. David Sobel has 1 email and 1 mobile phone number on RocketReach.
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