David Lang Email & Phone Number
Adjudicator @ CIRO / OCRI
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David Lang Location
- Toronto, ON, CA
David Lang Work
- 2024 - now Board Member @
- 2024 - now Compliance Advisor @
- 2025 - now Advisory Board Member @
- 2023 - now Adjudicator @
- 2016 - 2023 Global Chief Compliance Officer and Head of Government Relations @
- 2000 - 2016 Managing Director, Capital Markets, Wealth Management and Investor Services Compliance roles @
- 1996 - 2000 Head of Capital Markets Compliance @
- 1990 - 1996 Head of Litigation, Senior Counsel, Enforcement Branch @
- 1987 - 1990 Associate Lawyer, Commercial Litigation @
David Lang Education
- Queen's University
- University of Waterloo
David Lang Skills
- Securities Regulation
- Securities Litigation
- Legal Compliance
- Commercial Litigation
- Team Leadership
- FINRA
- FCPA
- Corporate Governance
- Securities
- Litigation
- AML
- Capital Markets
- Due Diligence
- Equities
- Derivatives
- Investments
- Trading
- Corporate Law
- Financial Services
- Investment Banking
- Risk Management
- Mutual Funds
- Hedge Funds
- Fixed Income
- Anti Money Laundering
- Wealth Management
- Sales
- Business Development
- Microsoft Excel
- Project Management
David Lang Summary
- David Lang, based in Toronto, ON, CA, is currently a Adjudicator at CIRO / OCRI. David Lang brings experience from previous roles at Cboe Canada, Alphy, Halo Ai and RBC. David Lang holds a Queen's University. With a robust skill set that includes Securities Regulation, Securities Litigation, Legal Compliance, Commercial Litigation, Team Leadership and more. David Lang has 1 emails on RocketReach.
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