David James Email & Phone Number
Chief Compliance Officer @ Pinnacle Financial Partners
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David James Location
- Franklin, TN, US
David James Work
- 2015 -now Chief Compliance Officer @
- 2011 -2015 Chief Compliance Officer @ TrustCore Financial Services
- 2008 -2011 Head of Equity Trading @ Wiley Brothers
- 2002 -2008 Recruiter @ Wiley Brothers
David James Education
- Wharton Business School
CRCP (FINRA Institute at Wharton )
2012-2012 - University of Tennessee-Knoxville
Bachelor of Science (BS) (Finance, General)
1984-1987 - Beech High School
High School
1980-1983
David James Skills
- Series 7
- Series 24
- Series 53
- Series 55
- Series 4
- Series 63
- Series 66
- CRCP
- Strategic Planning
- Equities
- Business Development
- Microsoft Office
- Investments
- Microsoft Excel
- Recruiting
David James Summary
- David James, based in Franklin, TN, US, is currently a Chief Compliance Officer at Pinnacle Financial Partners. David James brings experience from previous roles at TrustCore Financial Services and Wiley Brothers. David James holds a 2012 - 2012 CRCP in FINRA Institute at Wharton @ Wharton Business School. With a robust skill set that includes Series 7, Series 24, Series 53, Series 55, Series 4 and more. David James has 1 emails and 1 mobile phone numbers on RocketReach.
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