David Austen's Location
Amsterdam, North Holland, Netherlands
David Austen's Work
- Compliance Officer @ Dasym
- Docent - market abuse (Wft) @ Nederlands Compliance Instituut
- Senior market abuse analyst @ Rabobank
- Supervision Officer @ Autoriteit Financiële Markten
- Assistant Director @ FINRA (Financial Industry Regulatory Authority)
- Senior Counsel @ U.S. Securities and Exchange Commission
- Assistant District Attorney @ Manhattan District Attorney's Office
David Austen's Education
- ACAMS
Certified anti-money laundering specialist (Financial and economic crime)
2017 - 2018 - Maurice A. Deane School of Law at Hofstra University
Juris Doctor (Hofstra Law Review)
1993 - 1996 - University at Albany, SUNY
B.S. (Criminal Justice)
1989 - 1993
David Austen's Skills
- Financial Regulation
- Securities Regulation
- Fraud
- Securities
- Enforcement
- Financial Markets
- Banking
- Corporate Governance
- Administrative Law
- Criminal Law
David Austen's Summary
David Austen, based in Amsterdam, North Holland, Netherlands, is currently a Compliance Officer at Dasym, bringing experience from previous roles at Nederlands Compliance Instituut, Rabobank, Autoriteit Financiële Markten and FINRA (Financial Industry Regulatory Authority). David Austen holds a 2017 - 2018 Certified anti-money laundering specialist in Financial and economic crime @ ACAMS. With a robust skill set that includes Financial Regulation, Securities Regulation, Fraud, Securities, Enforcement and more, David Austen contributes valuable insights to the industry. David Austen has 2 emails on RocketReach.
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