David Achzet's Location
New York, NY, US
David Achzet's Work
- Chief Compliance Officer @ Dominari Securities LLC
- Interim CEO and President and Chief Compliance Officer @ Fieldpoint Private Securities, LLC
- Chief Compliance Officer @ Fieldpoint Private Securities LLC
- Chief Compliance Officer @ Vision Financial Markets LLC
- Chief Compliance Officer (BD and Investment Banking) @ Source Capital Group
- Senior Vice President - Sales and Business Development @ NAF Funding
- Eastern Regional Manager and OSJ-Compliance Supervisor @ Symetra
- Vice President and Regional Wholesaler @ Keystone Mutual Funds
- VP and Regional Manager and Wholesaler @ The Phoenix Companies, Inc.
- VP and Director - Mutual Fund Marketing @ Gruntal & Co., Inc.
David Achzet's Education
- University of Miami Herbert Business School
MBA
1982 - 1984 - DIS - University of Copenhagen
Certificate
1981 - 1981
David Achzet's Skills
- Series 7
- Series 4 Registered Options Principal
- Compliance
- AML
- Securities Compliance Training
- KYC
- Investment Banking
- Series 53 Municipal Securities Principal
- FINRA
- Investment Advisory
David Achzet's Summary
David Achzet, based in New York, NY, US, is currently a Chief Compliance Officer at Dominari Securities LLC, bringing experience from previous roles at Fieldpoint Private Securities, LLC, Fieldpoint Private Securities LLC, Vision Financial Markets LLC/Vision Brokerage Services LLC/Vision Investment Adv and Source Capital Group, Inc.. David Achzet holds a 1982 - 1984 MBA @ University of Miami Herbert Business School. With a robust skill set that includes Series 7, Series 4 Registered Options Principal, Compliance, AML, Securities Compliance Training and more, David Achzet contributes valuable insights to the industry. David Achzet has 5 emails on RocketReach.
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