Dave Shiwdin Email & Phone Number
Regulatory Auditing Specialist @ Asgard Regulatory Group, LLC
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Dave Shiwdin Location
- Nesconset, NY, US
Dave Shiwdin Work
- Regulatory Auditing Specialist @ (January 2026 - Present)
- Lead Auditor - Regulatory Compliance Vice President @ (January 2025 - June 2025)
- Compliance Testing Manager @ (October 2022 - January 2025)
- Associate Principal Examiner @ (October 2021 - April 2023)
- Senior Examiner @ (June 2020 - October 2021)
- OFAC Sanctions Remediation Project Manager @ (November 2019 - March 2020)
- Quality Assurance Process Manager @ (April 2019 - November 2019)
- Compliance Analyst @ (March 2018 - April 2019)
- Legal Justice Institute Coordinator @ (June 2016 - August 2016)
- Summer Associate @ Khemraj Law Firm P.C. (June 2016 - August 2016)
- Appellate Law Clerk @ (February 2016 - June 2016)
- Court Advocates Project Student Representative @ Sancturary for Families (September 2014 - September 2015)
Dave Shiwdin Education
- Tulane University Law School
Juris Doctor (J.D.) (Sports and Entertainment Law, Criminal Law)
2015-2017 - City University of New York School of Law
Juris Doctor (J.D.) (Public Interest Law)
2014-2015 - John Jay College (CUNY)
Bachelor’s Degree (Criminal Justice/Law Enforcement Administration)
2006-2011
Dave Shiwdin Skills
- Securities
- Fixed-Income Investing
- Mortgage-Backed Securities (MBS)
- CBD
- Alternative Dispute Resolution
- Arbitration
- Legal Research
- Legal Writing
- Anti-Trust Law
- Sports Law
- Criminal Law
- Criminal Justice
- Corporate Law
- Labor Relations
- Entertainment Law
Dave Shiwdin Summary
- Dave Shiwdin, based in Nesconset, NY, US, is currently a Regulatory Auditing Specialist at Asgard Regulatory Group, LLC. Dave Shiwdin brings experience from previous roles at Crédit Agricole CIB, Scotiabank and FINRA. Dave Shiwdin holds a 2015 - 2017 Juris Doctor (J.D.) in Sports and Entertainment Law, Criminal Law @ Tulane University Law School. With a robust skill set that includes Securities, Fixed-Income Investing, Mortgage-Backed Securities (MBS), CBD, Alternative Dispute Resolution and more. Dave Shiwdin has 2 emails and 2 mobile phone numbers on RocketReach.
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