Daniel James Mavico Email & Phone Number
Chief Compliance Officer, Wells Capital Management and Wells Fargo Investment Institute @ Wells Fargo
Daniel James Mavico's Location
Charlotte, North Carolina, United States
Daniel James Mavico's Work
- Chief Compliance Officer, Wells Capital Management and Wells Fargo Investment Institute @ Wells Fargo
- Divisional General Counsel and Vice President for Financial Advice and Solutions Group @ USAA
- Assistant Vice President and Managing Securities Attorney @ USAA
- Executive Director, Securities Attorney @ USAA
- Associate Attorney @ Goodwin
- Associate Attorney @ Morrison Foerster
- Attorney @ FINRA (Financial Industry Regulatory Authority)
- Legal Assitant @ U.S. Securities and Exchange Commission
Daniel James Mavico's Education
- The Catholic University of America, Columbus School of Law
JD
2001 - 2004 - Texas Tech University
Bachelor of Science (International Economics)
1996 - 1999
Daniel James Mavico's Skills
- Securities
- FINRA
- Mutual Funds
- Investment Advisory
- Wealth Management
- Securities Regulation
- Securities Law
- AML
- Financial Services
- Hedge Funds
Daniel James Mavico's Summary
Daniel James Mavico, based in Charlotte, North Carolina, United States, is currently a Chief Compliance Officer, Wells Capital Management and Wells Fargo Investment Institute at Wells Fargo, bringing experience from previous roles at USAA and Goodwin Procter LLP. Daniel James Mavico holds a 2001 - 2004 JD @ The Catholic University of America, Columbus School of Law. With a robust skill set that includes Securities, FINRA, Mutual Funds, Investment Advisory, Wealth Management and more, Daniel James Mavico contributes valuable insights to the industry. Daniel James Mavico has 1 email and 1 mobile phone number on RocketReach.
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