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Daniel Caneva Location
Glendale, CA, US
Daniel Caneva Work
Operations Group Manager and Senior Vice President @ (April 2026 - Present)
Chief Operating Officer and Senior Vice President @ (January 2012 - April 2026)
Chief Operating Officer @ (January 2012 - October 2023)
Vice President and Risk Manager @ UnionBanc Investment Services, LLC (August 2008 - January 2012)
Vice President, Senior Administrative Principal @ Citi Smith Barney (Formerly Citicorp Investment Services) (March 2003 - August 2008)
Vice President and Chief Compliance Officer @ Transamerica Financial Advisors, Inc. (March 2000 - March 2003)
Operations and Control Manager @ The Prudential Insurance Company of America (March 1999 - March 2000)
First Vice President, Treasurer, Director of Compliance and Operations @ GlenFed Brokerage Services (Subsidiary of Glendale Federal Bank (CA)) (January 1989 - January 1999)
First Vice President, Treasurer, Director of Compliance and Operations @ GlenFed Brokerage Services (Subsidiary of Glendale Federal Bank (CA))
Vice President, Securities Operations @ Diversified Securities, Inc.
Vice President, Securities Operations @ Diversified Securities, Inc. (January 1987 - January 1989)
Compliance Examiner @ (January 1984 - January 1987)
Compliance Examiner @
Daniel Caneva Education
California State University, Northridge
Bachelor of Science (Finance)
Daniel Caneva Skills
Executive Management
Operations Management
Wealth Management
Risk Management
Financial Services
Brokerage
Insurance
Auditing
Financial Advisory
Accounting
Finance
Trading
Business
Administration
Operational Risk Management
Investment Advisory
Business Analysis
Analytical Skills
Project Management
Regulatory Compliance
Anti Money Laundering
Information Technology
Securities Regulation
Securities
Customer Relationship Management (CRM)
Investments
Business Strategy
Business Process Improvement
Change Management
Vendor Management
Strategy
Mutual Funds
Salesforce.com
Microsoft Office
Team Building
Management
Cross-functional Team Leadership
Leadership
Presentation Skills
Team Leadership
Supervisory Skills
Presentations
Stocks
Compliance Management
Trade Compliance
Process Improvement
FINRA
Banking
Daniel Caneva Summary
Daniel Caneva, based in Glendale, CA, US, is currently a Operations Group Manager and Senior Vice President at U.S. Bancorp Advisors. Daniel Caneva brings experience from previous roles at U.S. Bancorp Advisors, UNIONBANC INVESTMENT SVCS LLC, UnionBanc Investment Services, LLC and Citi Smith Barney (Formerly Citicorp Investment Services). Daniel Caneva holds a Bachelor of Science in Finance @ California State University, Northridge. With a robust skill set that includes Executive Management, Operations Management, Wealth Management, Risk Management, Financial Services and more. Daniel Caneva has 6 emails and 2 mobile phone numbers on RocketReach.
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