Daniel Ball Email & Phone Number
Senior Legal Adviser and Compliance @ Alpha-Core Inc
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Daniel Ball Location
- Rockville, MD, US
Daniel Ball Work
- 2025 - now Senior Legal Adviser and Compliance @
- 2015 - 2025 General Counsel and Chief Compliance Officer @
- 2019 - 2024 Registered Principal @ Raymond James Financial Services
- 2016 - 2024 Registered Representative @ Raymond James Financial Services
- 2003 - 2015 President and Owner @ Ball Law Offices, P.C.
- 2003 - 2006 Of Counsel @ Selzer Gurvitch Rabin & Obecny, P.C.
- 1994 - 2003 Partner @ Lewis, Goldberg & Ball, P.C. (l/k/a Goldberg & Ball, P.C.)
- 1988 - 1994 Principal @ Law Offices of Daniel A. Ball
- 1986 - 1988 Staff Attorney, Division of Corporation Finance @
- 1982 - 1985 Associate Attorney @ Lockie & Associates. P.C.
Daniel Ball Education
- Georgetown University Law Center
Master of Laws in Securities Regulation (LL.M.)
1985 - 1987 - Antioch School of Law
Juris Doctor (J.D.)
1979 - 1982
Daniel Ball Skills
- Investment Advisor Compliance
- Securities Regulation
- Securities Litigation
- SEC
- Securities
- Investments
- Financial Planning
- Portfolio Management
- Corporate Law
- Corporate Governance
- Employment Law
- Legal Advice
- Arbitration
- FINRA
Daniel Ball Summary
- Daniel Ball, based in Rockville, MD, US, is currently a Senior Legal Adviser and Compliance at AlphaCore Wealth Advisory. Daniel Ball brings experience from previous roles at SPC Financial, Inc., Raymond James Financial Services and Ball Law Offices, P.C.. Daniel Ball holds a 1985 - 1987 Master of Laws in Securities Regulation (LL.M.) @ Georgetown University Law Center. With a robust skill set that includes Investment Advisor Compliance, Securities Regulation, Securities Litigation, SEC, Securities and more. Daniel Ball has 1 emails and 1 mobile phone numbers on RocketReach.
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