Senior Vice President - Senior Compliance Officer @ (March 2013 - July 2018)
Vice President, Legal and Compliance @ (August 2008 - March 2013)
Compliance Officer @ HSH Nordbank (June 2005 - August 2008)
Chief Compliance Officer @ HSH N Financial Securities LLC (June 2005 - August 2008)
Compliance Examiner @ (March 2004 - June 2005)
Senior Compliance Analyst @ (September 2000 - March 2004)
Legal Assistant @ (June 1999 - September 2000)
Daniel Adams Education
Brooklyn Law School
JD
1997-2000
Yeshiva University
BA (English)
1993-1997
Daniel Adams Skills
AML
Advertising
Alternative Investments
Anti Money Laundering
Asset Management
Capital Markets
Compliance
Equities
FINRA
Financial Services
Fixed Income
Hedge Funds
Investment Advisory
Marketing Compliance
Mobile Applications
Mutual Funds
Payment Card Industry Data Security Standard (PCI DSS)
Securities
Securities Regulation
Series 24
Series 63
Series 7
Start-up Leadership
broker dealer
Daniel Adams Summary
Daniel Adams, based in United States, is currently a Chief Risk Officer at Maximum. Daniel Adams brings experience from previous roles at WhiskeyTrove, Robinhood, Jeeves and Marqeta, Inc. Daniel Adams holds a 1997 - 2000 JD @ Brooklyn Law School. With a robust skill set that includes AML, Advertising, Alternative Investments, Anti Money Laundering, Asset Management and more. Daniel Adams has 1 emails and 2 mobile phone numbers on RocketReach.
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