Dan Proctor Email & Phone Number
VP, Compliance, Legal and Risk @ LPL Financial
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Dan Proctor Location
- California, United States
Dan Proctor Work
- 2018 -now VP, Compliance, Legal and Risk @
- 2016 -2018 Manager, Branch Supervision @
- 2015 -2016 OSJ, Branch Supervisor @
- 2014 -2015 Senior Compliance Analyst @
- 2010 -2014 Compliance Analyst @
- 2005 -2010 Trade Desk Representative @
- 2003 -2005 Operations Assistant @
Dan Proctor Education
- University of California, San Diego 2003-2007
Dan Proctor Skills
- Analysis
- Training
- Sales
- Leadership
- Anti Money Laundering
- KYC
- Credit Counseling
- Bank Secrecy Act
- Banking
- Financial Education
- Legal Compliance
Dan Proctor Summary
- Dan Proctor, based in California, United States, is currently a VP, Compliance, Legal and Risk at LPL Financial. Dan Proctor brings experience from previous roles at CUSO Financial Services, LP. Dan Proctor holds a 2003 - 2007 University of California, San Diego. With a robust skill set that includes Analysis, Training, Sales, Leadership, Anti Money Laundering and more.
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