Dan Proctor Email & Phone Number

VP, Compliance, Legal and Risk @ LPL Financial

5 free lookup(s).

Dan Proctor Location

California, United States

Dan Proctor Work

2018 - now VP, Compliance, Legal and Risk @ LPL Financial
2016 - 2018 Manager, Branch Supervision @ CUSO Financial Services
2015 - 2016 OSJ, Branch Supervisor @ CUSO Financial Services

2014 - 2015 Senior Compliance Analyst @ CUSO Financial Services
2010 - 2014 Compliance Analyst @ CUSO Financial Services
2005 - 2010 Trade Desk Representative @ CUSO Financial Services
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2003 - 2005 Operations Assistant @ CUSO Financial Services

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Dan Proctor Education

University of California, San Diego
2003 - 2007

Dan Proctor Skills

Analysis
Training
Sales

Leadership
Anti Money Laundering
KYC
Credit Counseling
Bank Secrecy Act
Banking
Financial Education

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Dan Proctor Summary

Dan Proctor, based in California, United States, is currently a VP, Compliance, Legal and Risk at LPL Financial. Dan Proctor brings experience from previous roles at CUSO Financial Services, LP. Dan Proctor holds a 2003 - 2007 University of California, San Diego. With a robust skill set that includes Analysis, Training, Sales, Leadership, Anti Money Laundering and more. Dan Proctor has 1 emails and 1 mobile phone numbers on RocketReach.

Dan Proctor Emails

Found 1 emails

@lpl.com

Dan Proctor Phone Numbers

Found 2 phone numbers

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