Dan Proctor Email & Phone Number
VP, Compliance, Legal and Risk @ LPL Financial
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Dan Proctor Location
- California, United States
Dan Proctor Work
- VP, Compliance, Legal and Risk @ (February 2018 - Present)
- Manager, Branch Supervision @ (May 2016 - February 2018)
- OSJ, Branch Supervisor @ (January 2015 - May 2016)
- Senior Compliance Analyst @ (September 2014 - January 2015)
- Compliance Analyst @ (September 2010 - September 2014)
- Trade Desk Representative @ (December 2005 - September 2010)
- Operations Assistant @ (December 2003 - December 2005)
Dan Proctor Education
- UC San Diego
Bachelors (Economics and History)
2003-2007
Dan Proctor Skills
- Analysis
- Training
- Sales
- Leadership
- Anti Money Laundering
- KYC
- Credit Counseling
- Bank Secrecy Act
- Banking
- Financial Education
- Legal Compliance
Dan Proctor Summary
- Dan Proctor, based in California, United States, is currently a VP, Compliance, Legal and Risk at LPL Financial. Dan Proctor brings experience from previous roles at CUSO Financial Services, LP. Dan Proctor holds a 2003 - 2007 Bachelors in Economics and History @ UC San Diego. With a robust skill set that includes Analysis, Training, Sales, Leadership, Anti Money Laundering and more. Dan Proctor has 2 mobile phone numbers on RocketReach.
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