Dan Lantz's Location
Charlotte, NC, US
Dan Lantz's Work
- Chief Compliance Officer @ ISS | Institutional Shareholder Services
- Compliance Officer @ ISS | Institutional Shareholder Services
- Manager @ Morgan Stanley
- Compliance Examiner @ FINRA (Financial Industry Regulatory Authority)
- Regulatory Analyst I @ FINRA (Financial Industry Regulatory Authority)
- Securities Analyst II @ Wells Fargo
- Loan Servicing Specialist II and Analyst @ Wells Fargo
Dan Lantz's Education
- Iowa State University
Bachelor of Science (Finance)
2003 - 2007
Dan Lantz's Skills
- Financial Risk
- Securities
- Compliance
- Analysis
- FINRA
- Access
- Internal Controls
- AML
- Investments
- Mutual Funds
Dan Lantz's Summary
Dan Lantz, based in Charlotte, NC, US, is currently a Chief Compliance Officer at ISS | Institutional Shareholder Services, bringing experience from previous roles at ISS | Institutional Shareholder Services, Morgan Stanley Wealth Management and Financial Industry Regulatory Authority. Dan Lantz holds a 2003 - 2007 Bachelor of Science in Finance @ Iowa State University. With a robust skill set that includes Financial Risk, Securities, Compliance, Analysis, FINRA and more, Dan Lantz contributes valuable insights to the industry. Dan Lantz has 3 emails and 1 mobile phone number on RocketReach.
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