Cosmo Gould Email & Phone Number
President and Chief Compliance Officer @ GRP Financial
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Cosmo Gould Location
- California, United States
Cosmo Gould Work
- 2014 -now President and Chief Compliance Officer @
- 2012 -2014 Chief Compliance Officer @
- 2011 -2012 Compliance Manager @
- 2008 -2011 Senior Examiner @
Cosmo Gould Skills
- Management
- Customer Service
- Project Management
- Investments
- Leadership
- Microsoft Office
- Financial Services
- Risk Management
- Budgets
- Securities Regulation
- FINRA
- Series7
- Series 65
- Series 24
- Broker-Dealer
- Regulatory Examinations
- Broker-Dealer Compliance
- Investment Advisor Compliance
- SEC
- DOL
- AML
- Broker Dealer Compliance
- Broker Dealer
Cosmo Gould Summary
- Cosmo Gould, based in California, United States, is currently a President and Chief Compliance Officer at GRP Financial. Cosmo Gould brings experience from previous roles at Financial Telesis Inc, Charles Schwab and Financial Industry Regulatory Authority (FINRA). With a robust skill set that includes Management, Customer Service, Project Management, Investments, Leadership and more. Cosmo Gould has 2 emails and 1 mobile phone numbers on RocketReach.
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