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Clint Ward Location
Knoxville, TN, US
Clint Ward Work
Chief Compliance Officer @ (July 2022 - Present)
Chief Compliance Officer @ (September 2020 - July 2022)
Consultant @ (April 2020 - September 2020)
Chief Compliance Officer @ (September 2013 - April 2020)
Chief Compliance Officer @ (June 2004 - September 2013)
Compliance Officer @ (January 2002 - July 2004)
Compliance Manager @ Banc of America Capital Management (November 1999 - January 2002)
Securities Compliance Examiner @ (May 1995 - November 1998)
Assistant Disbursing Officer (E-4) @ (August 1988 - August 1990)
Clint Ward Education
North Carolina State University
Masters (Economics)
2005-2007
Texas A&M University
Bachelor of Science - BS (Economics)
1990-1993
Clint Ward Skills
Securities
Mutual Funds
Asset Managment
Investments
Alternative Investments
Equities
Hedge Funds
Wealth Management
Fixed Income
Asset Allocation
Investment Management
Risk Management
Bloomberg
Investment Advisory
AML
Financial Services
Regulatory Compliance
Private Funds
Investment Advisers Act
Due Diligence
Investment Company Act
Investment Advisor Compliance
Leadership
Management
Operations Management
Clint Ward Summary
Clint Ward, based in Knoxville, TN, US, is currently a Chief Compliance Officer at Greater Sum Ventures. Clint Ward brings experience from previous roles at Keel Point, Mercury Compliance and Risk Services, CIBC Private Wealth US and Sterling Capital Management LLC. Clint Ward holds a 2005 - 2007 Masters in Economics @ North Carolina State University. With a robust skill set that includes Securities, Mutual Funds, Asset Managment, Investments, Alternative Investments and more. Clint Ward has 2 emails and 1 mobile phone numbers on RocketReach.
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