Christopher Meredith Email & Phone Number
Director-Compliance Testing
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Christopher Meredith Location
- New Jersey, United States
Christopher Meredith Work
- 2012 - now Director-Compliance Testing @ Charles Schwab
- 2010 - 2011 Vice President Corporate Audit @
- 2007 - 2010 Regional Compliance Manager and OSJ Principal @ Assent LLC a division of SunGard Trading
- 2000 - 2007 Broker and Trader @
- 1997 - 2000 Director and Sales Trader @ Griswold Company Inc.
Christopher Meredith Education
- Marylhurst University 2007 - 2009
Christopher Meredith Skills
- Certified Anti-Money Laundering Specialist (CAMS)
- AML
- Compliance
- Banking
- Internal Audit
- Policy
- Trading
- Series 7
- Series 63
- Series 9/10
- Series 4
- Series 24
- Series 55
- Financial Services
- Securities
- Equities
- Capital Markets
- Investments
- Asset Management
- OFAC
- Options
- USA PATRIOT Act
- Internal Controls
- Equity Trading
- Financial Markets
- Financial Regulation
- Proprietary Trading
- Investment Advisory
- Securities Regulation
- Wealth Management
- Financial Analysis
- Broker-Dealer
- KYC
- Real Estate Transactions
- Regulatory Examinations
- Settlement
- Allocating
- Product Demonstration
- Meetings
- Rules
- Traders
- Remedial
- Performance Management
- Diligent
- FINRA
- Risk Management
- Monitors
- Core Business
- Buying
- CFOs
- Allocations
- Communication
- Supervisory
- Comparison
- Operational Compliance
- Multi Tasking
- Pricing
- Business Development
- Execution
- Cell
- Microsoft Exchange
- Responsibility
- Yahoo
- Sungard
- Leadership
- Boston
- Market
- Pulse
- Decision Making
- Nyse
- Broker Dealer
- Restrictions
- Losses
- Mock
- Resolve
- Service Management
- CEOs
- Exams
- Finance
- Retail
- Bank Reconciliation
- Capital
- Fortune 500
- Floors
- Educational Seminars
- Coordination
- Mathematics
- Training
- Supervision
- Mentoring
- Clerks
- Accounting
- Research
- Hillsborough
- New York
- System
- Trains and Add Rails
- Shares
- Regulatory Compliance
- Capitalization
- Road
- Anti Money Laundering
- CRM
- Policies and Procedures
- Licensing
- Stock Exchange
- Revenue
- Clearing
- Certified Anti Money Laundering Specialist Cams
- Executive Management
- Treasurers
- Home
- Mechanisms
- Sales
- Management
- Regulations
- Hedge Funds
- Assessment
- Reviews
- Brokerage
- Disputes
- Bridge Inspection
- Managed Money
- Hiring
- Analysis
- IPO
- Exit Strategies
- Business Lines
- Market Analysis
- Real Estate
- Confidentiality
- System Monitoring
- Jurisdiction
- Arena Simulation Software
- SEC
- Commissioned Art
- Certified Anti Money Laundering Specialist
Christopher Meredith Summary
- Christopher Meredith, based in New Jersey, United States, is currently a Director-Compliance Testing at Charles Schwab. Christopher Meredith brings experience from previous roles at Bank of America, Assent LLC a division of SunGard Trading, UBS Securities and Griswold Company Inc.. Christopher Meredith holds a 2007 - 2009 Marylhurst University. With a robust skill set that includes Certified Anti-Money Laundering Specialist (CAMS), AML, Compliance, Banking, Internal Audit and more. Christopher Meredith has 2 emails on RocketReach.
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