Christopher Cook Email & Phone Number
Chief Executive Officer @ Velox Clearing
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Christopher Cook Location
- Miami, FL, US
Christopher Cook Work
- 2025 -now Chief Executive Officer @
- 2023 -now Chief Compliance Officer @
- 2022 -now Chief Compliance Officer @
- 2008 -now Finra Arbitrator @
- 2022 -2023 Director U.S. Regulatory Compliance @
- 2019 -2022 CCO ICE Securities Execution and Clearing @
- 2015 -2019 CCO Folio Investments a Goldman Sachs Company @
- 2012 -2015 CCO Regulatory Compliance @
- 2009 -2012 US Regulatory Reporting and FINOP | Vice President @
- 1999 -2009 COO, CFO | FINOP @ Financial Consulting Group
- 1998 -1999 Controller | Financial Operations Principal @
- 1996 -1998 Controller | Financial Operations Principal @
Christopher Cook Education
- Rutgers, The State University of New Jersey-New Brunswick
- The Wharton School
(Securities Law and Regulation)
Christopher Cook Skills
- FINOP
- CRCP
- 15c3-1
- 15c3-3
- FINRA
- NFA
- SEC
- Regulatory Audits
- Membership applications 1014 / 1017
- 3012 / 3130 Reporting
- FINRA Rule 2711
- SEC Rules 137
- 138
- 139
- Reg D Private Placements
- 144
- 144a
- BSA
- FOCUS Reporting
- 17a-5
- SOX
- Arbitrations
- AML
- FCPA
- Private Placements
- Risk Management
- Series 7
- Series 24
- Series 63
- Accounting
- Options
- SEC filings
- Trading
- Securities
- Due Diligence
- Series 27
- Fixed Income
- Investment Banking
- Investment Advisory
- Internal Controls
- Financial Reporting
- Financial Services
- Sage Act
- Financial Audits
- Mas 90
- Journals
- CFTC
- System Development
- 3130 Reporting
- Consolidating
- Legal Research
- Supervision
- Testing
- Medicine
- Business Strategy
- Crd
- Budgeting
- Writing
- Equities
- Financial Data
- US GAAP
- Code of Ethics
- Compliance
- Financial Statements
- Coordination
- Calculations
- Microsoft Exchange
- Variance Analysis
- Policy
- Financial Regulation
- Global Operations
- Disclosures
- Regulatory Requirements
- ADP Payroll
- Financials
- Oats
- Cash Flow Forecasting
- Management
- Controller
- OFAC
- Registrations
- Fee
- Financial Results
- Cash Management
- Regulatory Examinations
- Operations
- Accruals
- Statistics
- Inter Company
- Reports
- Edgewater
- Reporting
- Blue Sky
- Monthly Closings
- Financial Operations
- Hudson
- Compilation
- Cash
- Membership Applications 1014
- Closings
- Performance Reviews
- DPM
- Foreign Currency
- Month End Close
- C++
- Forecasting
- IFRS
- QuickBooks
- Securities Laws
- Sales Practices
- Regulatory Reporting
- Coordinated
- Regulators
- Auditing
- Pennsylvania
- Business Development
- Microsoft Excel
- Schedules
- Inventory
- Meetings
- Corporate Finance
- Supervisory
- Integration
- Mining
- New York
- Collecting
- Payroll
- Benchmarking
- Treatment
- Iia
- Gap Analysis
- Foundation
- Translation
- Nyse
- Lexicon
- Counterparty
- Contractual Agreements
- Finance
- 15c3 1
- Data Conversion
- Peachtree
- DRP
- Credentials
- CIP
- Process Improvement
- Trace
- Bank Secrecy Act
- KYC
- Team Building
- General Ledger
- Capital
- Anti Money Laundering
- Clearing
- Crystal Reports
- Partnerships
- Capital Adequacy
- Tax
- Subsidiaries
- Dealers
- Jersey
- Hong Kong
- Employee Benefits
- Training Programs
- FRx
- GAAP
- Net
- Written
- FX Options
- Responsibility
- Rules
- Paychex
- Investments
- Commodities
- Valuation
- Windows CE
- Regulatory Compliance
- Macola
- CPA
- Regulatory
- Budgets
- Legal
- Funding
- Monthly Closing
- Account Reconciliation
- Great Plains Software
- Analysis
- 15c3 3
- Consulting
- Regulations
- Marketing
- NAV
- Treasury
- Consolidation
- Cash Flow Analysis
- FinCEN
- SQL
- 17a 5
- Alternative Investments
- Brokerage
- Derivatives
- Mentoring
- Private Funds
- Hedge Funds
- Leadership
- Securities Regulation
- Capital Markets
- Financial Accounting
- Compliance Management
- Executive Coaching
- Regulatory Filings
- CDD
- Broker Dealer Operations
- Insider Trading Regulations
- Human Resources Hr
- Vendor Management
- U.S. Office Of Foreign Assets Control Ofac
- Human Resources
- u.s. Office of Foreign Assets Control
Christopher Cook Summary
- Christopher Cook, based in Miami, FL, US, is currently a Chief Executive Officer at Velox Clearing. Christopher Cook brings experience from previous roles at Velox Clearing, Zinvest and FINRA. Christopher Cook holds a Rutgers, The State University of New Jersey-New Brunswick. With a robust skill set that includes FINOP, CRCP, 15c3-1, 15c3-3, FINRA and more. Christopher Cook has 4 emails and 1 mobile phone numbers on RocketReach.
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