Christopher Cook's Location
Miami, FL, US
Christopher Cook's Work
- Chief Compliance Officer @ Velox Clearing
- Director U.S. Regulatory Compliance @ Velox Clearing
- Chief Compliance Officer @ Zinvest
- Finra Arbitrator @ FINRA (Financial Industry Regulatory Authority)
- CCO ICE Securities Execution and Clearing @ ICE
- CCO Folio Investments a Goldman Sachs Company @ Goldman Sachs
- CCO Regulatory Compliance @ Keel Point
- US Regulatory Reporting and FINOP | Vice President @ Evercore
- CCO, CFO | FINOP @ Financial Consulting Group
- Controller | Financial Operations Principal @ Macquarie Group
Christopher Cook's Education
- Rutgers, The State University of New Jersey-New Brunswick
BS (Accounting / Finance)
- University of Pennsylvania - The Wharton School
(Securities Law and Regulation)
Christopher Cook's Skills
- FINOP
- CRCP
- 15c3-1
- 15c3-3
- FINRA
- NFA
- SEC
- Regulatory Audits
- Membership applications 1014 / 1017
- 3012 / 3130 Reporting
Christopher Cook's Summary
Christopher Cook, based in Miami, FL, US, is currently a Chief Compliance Officer at Velox Clearing, bringing experience from previous roles at Velox Clearing, Zinvest, FINRA and Intercontinental Exchange. Christopher Cook holds a BS in Accounting / Finance @ Rutgers, The State University of New Jersey-New Brunswick. With a robust skill set that includes FINOP, CRCP, 15c3-1, 15c3-3, FINRA and more, Christopher Cook contributes valuable insights to the industry. Christopher Cook has 3 emails on RocketReach.
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