Christopher Beeth Email & Phone Number
Deputy Chief Compliance Officer @ MarketAxess
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Christopher Beeth Location
- New York, NY, US
Christopher Beeth Work
- 2025 -now Deputy Chief Compliance Officer @
- 2019 -2024 Chief Compliance Officer @ Banca IMI Securities Corp/Intesa Sanpaolo IMI Securities Corp.
- 2018 -2019 Senior Compliance Specialist - Global Equities @
- 2013 -2018 Chief Compliance Officer - nabSecurities, LLC @
- 2011 -2012 Principal Consultant - Broker Dealer Services Division @
- 2007 -2011 Vice President - Equities Supervision @
- 2004 -2007 Regulatory Examiner - Member Firm Regulation @ New York Stock Exchange, Inc.
- 2002 -2004 Trade Support - Central Accounts Group @
- 2000 -2001 Program Trading Assistant - Equities Front Office @
Christopher Beeth Education
- Fordham Gabelli School of Business
Master of Business Administration (Finance)
- University of Florida - Warrington College of Business
Bachelor of Sciences in Business Administration (Finance and Economics)
Christopher Beeth Skills
- Compliance
- Securities Regulation
- Capital Markets
- Fixed Income
- Equities
- Derivatives
- Trading
- Investment Banking
- Regulatory Requirements
- Risk Management
- Surveillance
- Securities
- Financial Services
- Anti Money Laundering
- Due Diligence
- Financial Markets
- Trading Systems
- Private Placements
- Sales Practices
- Supervision
- Policy Writing
- Procedure Development
- FINRA
- Regulatory Reporting
- Rule Interpretation
- Operations
- Trade Support
- Hedge Funds
Christopher Beeth Summary
- Christopher Beeth, based in New York, NY, US, is currently a Deputy Chief Compliance Officer at MarketAxess. Christopher Beeth brings experience from previous roles at Banca IMI Securities Corp/Intesa Sanpaolo IMI Securities Corp., Citadel, National Australia Bank and ACA Compliance Group. Christopher Beeth holds a Master of Business Administration in Finance @ Fordham Gabelli School of Business. With a robust skill set that includes Compliance, Securities Regulation, Capital Markets, Fixed Income, Equities and more. Christopher Beeth has 4 emails and 3 mobile phone numbers on RocketReach.
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