Gregory Rossi Email
Chief Compliance Officer UK, EU and APAC (SMF 16 and 17) @ MarketAxess
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Gregory Rossi Location
- London, GB
Gregory Rossi Work
- Chief Compliance Officer UK, EU and APAC (SMF 16 and 17) @ (January 2024 - Present)
- Associate Partner- Wholesale Banking and Capital Markets @ (August 2017 - January 2024)
- Vice President- Regulatory Relations @ (October 2014 - August 2017)
- Senior Compliance Advisor @ (August 2013 - September 2014)
- Senior Manager @ PwC Consulting (August 2010 - August 2013)
- Assistant Manager @ (March 2009 - August 2010)
- Associate @ (March 2007 - March 2009)
Gregory Rossi Education
- University of Strathclyde
MSC/MBM Masters (Business Administration and Management, General)
2006-2007 - The University of Glasgow
Bachelor of Laws (LLB) (Law)
2001-2005
Gregory Rossi Skills
- Investment Banking
- Securities Regulation
- Compliance
- Regulatory Reform
- Risk Assessment
- Governance
- Market Abuse
- Compliance Advisory
- Internal Controls
- Compliance Monitoring
- Information Management
- Surveillance
- Control Room
- Management Consulting
- Change Management
- Process Improvement
- High Frequency Trading
- OTC
- Clearing
- Margin
- Collateral
- FSA
- Regulatory Affairs
- Transparency
- Enterprise Risk Management
- Banking
- Operational Risk Management
- Corporate Governance
- Enterprise Risk
- GMP
- Strategy
- Microsoft Word
- Microsoft Excel
- Project Management
- Pharmaceutical Industry
Gregory Rossi Summary
- Gregory Rossi, based in London, GB, is currently a Chief Compliance Officer UK, EU and APAC (SMF 16 and 17) at MarketAxess. Gregory Rossi brings experience from previous roles at Promontory Financial Group, an IBM Company, Barclays, Santander Corporate & Investment Banking and PwC Consulting. Gregory Rossi holds a 2006 - 2007 MSC/MBM Masters in Business Administration and Management, General @ University of Strathclyde. With a robust skill set that includes Investment Banking, Securities Regulation, Compliance, Regulatory Reform, Risk Assessment and more. Gregory Rossi has 1 emails on RocketReach.
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