Chris Simmers Email & Phone Number
Compliance Director @ Endeavor Retirement
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Chris Simmers Location
- Torrance, CA, US
Chris Simmers Work
- 2022 -now Compliance Director @
- 2020 -2022 Senior Compliance Consultant @
- 2018 -2019 Compliance Consultant @
- 2016 -2017 SVP, Chief Compliance Officer @
- 2014 -2015 Compliance Officer and AMLCO @
- 2007 -2014 Associate Principal Examiner @
- 2006 -2007 Intern @
Chris Simmers Education
- University of California, Santa Cruz
BA (Business Management Economics)
2002-2006
Chris Simmers Skills
- Investments
- Financial Markets
- Financial Audits
- Equities
- Supervision
- Anti Money Laundering
- Management
- Microsoft Office
- Finance
- Sales
- Customer Service
- Series 24
- Series 27
- Series 66
- Series 53
- Series 4
- Securities Regulation
- Regulatory Compliance
- Regulatory Reporting
- Regulatory Documentation
- Program Management
- Operations Management
Chris Simmers Summary
- Chris Simmers, based in Torrance, CA, US, is currently a Compliance Director at Endeavor Retirement. Chris Simmers brings experience from previous roles at Vanderbilt Financial Group, International Assets Advisory and Calton & Associates, Inc.. Chris Simmers holds a 2002 - 2006 BA in Business Management Economics @ University of California, Santa Cruz. With a robust skill set that includes Investments, Financial Markets, Financial Audits, Equities, Supervision and more. Chris Simmers has 2 emails and 2 mobile phone numbers on RocketReach.
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