Charles Woods Email & Phone Number
Director of Compliance @ Fidelity Investments
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Charles Woods Location
- Smithfield, RI, US
Charles Woods Work
- Director of Compliance @ (August 2015 - Present)
- Vice President - Senior Institutional Supervisory Manager and Compliance Sales and Relationship Manageme @ (March 2007 - April 2015)
- Compliance Director and Supervisory Program and Sales and Relationship Management @ (February 1992 - March 2007)
Charles Woods Education
- University of Massachusetts Amherst
BA (PolSci)
1985-1989 - Wharton CRCP
Charles Woods Skills
- S63
- Financial Services
- ETFs
- Capital Markets
- Series 24
- S7
- FINRA
- Broker-Dealer
- Supervision
- Alternative Investments
- AML
- S3
- S24
- S9
- S10
- S51
- NFA
- Broker Dealer
- CRCP
- Management
- Program Management
- Sales Management
- Process Improvement
- Government
Charles Woods Summary
- Charles Woods, based in Smithfield, RI, US, is currently a Director of Compliance at Fidelity Investments. Charles Woods brings experience from previous roles at State Street and Fidelity Investments. Charles Woods holds a 1985 - 1989 BA in PolSci @ University of Massachusetts Amherst. With a robust skill set that includes S63, Financial Services, ETFs, Capital Markets, Series 24 and more. Charles Woods has 3 emails and 10 mobile phone numbers on RocketReach.
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