Charles Woods's Location

Smithfield, RI, US

Charles Woods's Work

  • Director of Compliance @ Fidelity Investments
  • Vice President - Senior Institutional Supervisory Manager and Compliance Sales and Relationship Manageme @ State Street
  • Compliance Director and Supervisory Program and Sales and Relationship Management @ Fidelity Investments

Charles Woods's Education

  • University of Massachusetts Amherst

    BA (PolSci)

    1985 - 1989
  • Wharton CRCP

Charles Woods's Skills

  • S63
  • Financial Services
  • ETFs
  • Capital Markets
  • Series 24
  • S7
  • FINRA
  • Broker-Dealer
  • Supervision
  • Alternative Investments

Charles Woods's Summary

Charles Woods, based in Smithfield, RI, US, is currently a Director of Compliance at Fidelity Investments, bringing experience from previous roles at State Street and Fidelity Investments. Charles Woods holds a 1985 - 1989 BA in PolSci @ University of Massachusetts Amherst. With a robust skill set that includes S63, Financial Services, ETFs, Capital Markets, Series 24 and more, Charles Woods contributes valuable insights to the industry. Charles Woods has 7 emails and 1 mobile phone number on RocketReach.

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