Charles Daly Email & Phone Number
Director - Head of Surveillance @ Mizuho Bank
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Charles Daly Location
- Atlantic Highlands, NJ, US
Charles Daly Work
- 2025 -now Director - Head of Surveillance @
- 2021 -now Head of Surveillance @
- 2020 -2021 Principal Examiner @ FINRA
- 2016 -2020 Vice President and Capital Markets Group @
- 2014 -2016 Regulatory Analyst @
- 2013 -2014 Senior Options Trader @ Traditum Group
- 2012 -2013 Senior Trader @
- 2011 -2011 Vice President and Senior Options Trader @ MF Global
- 2002 -2011 Energy Derivatives Trader @
Charles Daly Education
- NYU Stern School of Business
MBA (Finance and Economics)
- Vanderbilt University
BA (Math and Economics)
Charles Daly Skills
- Options
- Derivatives
- Trading
- Commodity
- Risk Management
- Hedge Funds
- Financial Markets
- Electronic Trading
- Equity Derivatives
- Equities
- Commodity Markets
- Fixed Income
- Capital Markets
- Portfolio Management
- Equity Trading
- Financial Risk
- FX Options
- Asset Management
- Bonds
- Valuation
- Investment Banking
- Structured Products
- Alternative Investments
- FX Trading
- Commodities
- Investment Management
- Anti Money Laundering
- Financial Services
- Fraud Investigations
- Surveillance
- Securities Regulation
- Project Management
- Regulatory Compliance
- Trading Systems
- Microsoft Excel
- Management
- Smarts Broker
- Actimize
- FINRA
- Proprietary Trading
- Market Making
- Trading Strategies
- Volatility
- Swaps
- Arbitrage
- Options Strategies
- Energy Derivatives
- Volatility Arbitrage
Charles Daly Summary
- Charles Daly, based in Atlantic Highlands, NJ, US, is currently a Director - Head of Surveillance at Mizuho. Charles Daly brings experience from previous roles at Mizuho, FINRA, BNP Paribas and Financial Industry Regulatory Authority (FINRA). Charles Daly holds a MBA in Finance and Economics @ NYU Stern School of Business. With a robust skill set that includes Options, Derivatives, Trading, Commodity, Risk Management and more. Charles Daly has 1 emails and 5 mobile phone numbers on RocketReach.
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