Charles Daly Email & Phone Number
Director - Head of Surveillance @ Mizuho Bank
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Charles Daly Location
- Atlantic Highlands, NJ, US
Charles Daly Work
- Director - Head of Surveillance @ (May 2025 - Present)
- Head of Surveillance @ (July 2021 - Present)
- Principal Examiner @ FINRA (May 2020 - July 2021)
- Vice President and Capital Markets Group @ (November 2016 - March 2020)
- Regulatory Analyst @ (December 2014 - November 2016)
- Senior Options Trader @ Traditum Group (October 2013 - May 2014)
- Senior Trader @ (May 2012 - September 2013)
- Vice President and Senior Options Trader @ MF Global (March 2011 - November 2011)
- Energy Derivatives Trader @ (January 2002 - January 2011)
Charles Daly Education
- NYU Stern School of Business
MBA (Finance and Economics)
- Vanderbilt University
BA (Math and Economics)
Charles Daly Skills
- Options
- Derivatives
- Trading
- Commodity
- Risk Management
- Hedge Funds
- Financial Markets
- Electronic Trading
- Equity Derivatives
- Equities
- Commodity Markets
- Fixed Income
- Capital Markets
- Portfolio Management
- Equity Trading
- Financial Risk
- FX Options
- Asset Management
- Bonds
- Valuation
- Investment Banking
- Structured Products
- Alternative Investments
- FX Trading
- Commodities
- Investment Management
- Anti Money Laundering
- Financial Services
- Fraud Investigations
- Surveillance
- Securities Regulation
- Project Management
- Regulatory Compliance
- Trading Systems
- Microsoft Excel
- Management
- Smarts Broker
- Actimize
- FINRA
- Proprietary Trading
- Market Making
- Trading Strategies
- Volatility
- Swaps
- Arbitrage
- Options Strategies
- Energy Derivatives
- Volatility Arbitrage
Charles Daly Summary
- Charles Daly, based in Atlantic Highlands, NJ, US, is currently a Director - Head of Surveillance at Mizuho. Charles Daly brings experience from previous roles at Mizuho, FINRA, BNP Paribas and Financial Industry Regulatory Authority (FINRA). Charles Daly holds a MBA in Finance and Economics @ NYU Stern School of Business. With a robust skill set that includes Options, Derivatives, Trading, Commodity, Risk Management and more. Charles Daly has 3 emails and 5 mobile phone numbers on RocketReach.
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