Caroline Sixsmith Email
CCO, CI Private Counsel LP and Director, Compliance @ CI Private Wealth
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Caroline Sixsmith Location
- Oakville, ON, CA
Caroline Sixsmith Work
- 2023 -now CCO, CI Private Counsel LP and Director, Compliance @
- 2021 -2023 Chief Compliance Officer @
- 2021 -2023 Director, Compliance @
- 2020 -2021 Senior Compliance Officer @
- 2019 -2020 Senior Document and Workflow Optimization Manager @
- 2015 -2019 Senior Branch Manager @ HollisWealth, (Scotia Capital Inc and then IA Securities Inc)
- 2014 -2015 Corporate Branch Manager @ HollisWealth, a division of Scotia Capital Inc.
- 2002 -2014 Investment Advisor @
Caroline Sixsmith Skills
- Financial Planning
- Investments
- Wealth Management
- Securities
- Financial Advisory
- Team Building
- Trading
- Asset Allocation
- Investment Strategies
- Microsoft Office
- Portfolio Management
- Sales Management
- Financial Analysis
- Asset Management
- Equities
- Strategic Financial Planning
- Financial Services
- Alternative Investments
- Strategy
- Fixed Income
- Risk Management
- Hedge Funds
- Mutual Funds
- Investment Advisory
Caroline Sixsmith Summary
- Caroline Sixsmith, based in Oakville, ON, CA, is currently a CCO, CI Private Counsel LP and Director, Compliance at CI Financial. Caroline Sixsmith brings experience from previous roles at Nour Private Wealth Inc. and IA Wealth. With a robust skill set that includes Financial Planning, Investments, Wealth Management, Securities, Financial Advisory and more. Caroline Sixsmith has 1 emails on RocketReach.
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