Carmen Loo Email & Phone Number
Head of Wealth Management, Guardian Direct and Individual Markets Internal Audit @ Guardian Life
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Carmen Loo Location
- New York, NY, US
Carmen Loo Work
- 2022 - now Head of Wealth Management, Guardian Direct and Individual Markets Internal Audit @
- 2014 - 2022 Lead Director - Internal Audit @
- 2010 - 2014 Senior Director - Internal Audit @
- 2009 - 2010 Vice President - Head of Professional Practices @
- 2004 - 2009 Director at Citi Audit and Risk Review @
- 1994 - 2009 Audit Director @
- 2001 - 2004 Global Liaison at Citi Audit Risk and Reivew @
- 1999 - 2000 Program Director @
Carmen Loo Education
- Hunter College
BS (accounting)
Carmen Loo Skills
- Banking
- Financial Reporting
- Capital Markets
- Risk Management
- Sarbanes-Oxley Act
- Investments
- Auditing
- Internal Audit
- Internal Controls
- AML
- Corporate Governance
- Operational Risk Management
- Enterprise Risk Management
- Operational Risk
- Financial Risk
- Portfolio Management
- Mutual Funds
- Financial Analysis
- Financial Services
- Series 7
- Governance
- Corporate Finance
- Asset Management
- Securities
- Accounting
- Cash Management
- Private Banking
- Mergers & Acquisitions
- Anti Money Laundering
- Due Diligence
- Wealth Management
- @Risk
- Enterprise Risk
- Business Development
- Microsoft Word
- Microsoft Excel
- Sarbanes Oxley Act
- Mergers and Acquisitions
Carmen Loo Summary
- Carmen Loo, based in New York, NY, US, is currently a Head of Wealth Management, Guardian Direct and Individual Markets Internal Audit at Guardian Life. Carmen Loo brings experience from previous roles at Equitable, AXA Equitable, American Express and Citi. Carmen Loo holds a BS in accounting @ Hunter College. With a robust skill set that includes Banking, Financial Reporting, Capital Markets, Risk Management, Sarbanes-Oxley Act and more. Carmen Loo has 2 emails and 1 mobile phone numbers on RocketReach.
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