Philip Pescatore Email & Phone Number
Senior Vice President, Chief Ethics and Chief Compliance Officer @ Guardian Life
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Philip Pescatore Location
- New York, NY, US
Philip Pescatore Work
- 2021 -now Senior Vice President, Chief Ethics and Chief Compliance Officer @
- 2018 -2021 Vice President and Chief Compliance Officer @
- 2013 -2018 Head of Regulatory Supervision and Chief Risk Officer @
- 2005 -2013 Vice President @
- 1992 -2005 Vice President @
Philip Pescatore Education
- Fordham Gabelli School of Business
MBA (Information technology)
1999-2002 - Providence College
BA (Economics)
1988-1992
Philip Pescatore Skills
- Management
- Financial Risk
- Strategic Financial Planning
- Wealth Management
- Internal Audit
- Series 7
- Financial Services
- Mutual Funds
- Operational Risk Management
- Series 63
- Securities
- Risk Management
- Insurance
- Finance
- Life Insurance
- Business Process Improvement
- Business Analysis
- Change Management
- Sarbanes-Oxley Act
- Internal Controls
- Vendor Management
- Fixed Annuities
- Strategy
- IT Strategy
- Leadership
- Series 24
- Strategic Planning
- Enterprise Risk Management
- Investments
- FINRA
- Portfolio Management
- Retirement Planning
- Retirement
- Investment Advisory
- Financial Advisory
- Marketing
- Financial Analysis
- Training
- Sarbanes Oxley Act
- GMP
- Registration
- Licensing
- Sales
Philip Pescatore Summary
- Philip Pescatore, based in New York, NY, US, is currently a Senior Vice President, Chief Ethics and Chief Compliance Officer at Guardian Life. Philip Pescatore brings experience from previous roles at Guardian Life, AXA Advisors, AXA Equitable and Prudential Financial. Philip Pescatore holds a 1999 - 2002 MBA in Information technology @ Fordham Gabelli School of Business. With a robust skill set that includes Management, Financial Risk, Strategic Financial Planning, Wealth Management, Internal Audit and more. Philip Pescatore has 2 emails and 2 mobile phone numbers on RocketReach.
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