Bryan Hagen Email & Phone Number
Head of Compliance and Chief Compliance Officer @ Breeze
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Bryan Hagen Location
- Portland, OR, US
Bryan Hagen Work
- Head of Compliance and Chief Compliance Officer @ (March 2025 - Present)
- Chief Compliance Officer @ (June 2024 - February 2025)
- President and Chief Compliance Officer - Bakkt Brokerage, LLC @ (March 2023 - May 2024)
- Director, Broker Dealer Compliance @ (January 2023 - May 2024)
- Chief Compliance Officer - Bumped Financial LLC (acquired by Bakkt) @ Bumped (October 2022 - March 2023)
- President - Bumped Financial LLC (acquired by Bakkt) @ Bumped (September 2022 - March 2023)
- Senior Director, Brokerage @ (January 2022 - September 2022)
- Chief Executive Officer and President - Titan Global Technologies LLC @ (March 2021 - September 2022)
- Head of Brokerage @ (March 2021 - January 2022)
- President - Bumped Financial LLC @ Bumped (June 2019 - March 2021)
- Chief Compliance Officer @ Bumped (April 2017 - March 2021)
- Compliance Consultant @ Hagen Compliance LLC / Self-Employed (January 2012 - January 2017)
- Expert Witness and Securities Industry Consultant - Hagen Compliance LLC @ Hagen Compliance LLC / Self-Employed (January 2011 - January 2014)
- Chief Compliance Officer and AMLCO and Branch Supervisor @ (January 2012 - January 2015)
- Chief Compliance Officer and Anti-Money Laundering Compliance Officer @ (January 2000 - January 2011)
- Senior Compliance Examiner @ (January 1998 - January 2000)
Bryan Hagen Education
- Reed College
Bachelor of Arts (Economics)
- Passed Level I of the CFA Program
Bryan Hagen Skills
- FinTech
- Securities
- FINRA
- Finance
- Due Diligence
- AML
- Series 24
- Series 7
- Auditing
- Investment Advisory
- Financial Risk
- Investment Banking
- Anti Money Laundering
- Investments
- Equities
- Mergers & Acquisitions
- Project Management
- Business Continuity
- Securities Regulation
- Investigation
- Private Equity
- Risk Mitigation
- Operations Management
- Business Development
- Risk Management
- Continuous Improvement
- Internal Controls
- Research
- Portfolio Management
- Financial Analysis
- Asset Management
- Business Strategy
- Strategy
- Information Security
- Sales
- Management
- Customer Service
- Qualitative Analysis
- Leadership
- Cross-functional Team Leadership
- Compliance
- Broker-Dealer
- Expert Witness
- Privacy Compliance
- Case Analysis
- Private Placements
- Procedure Development
- Executive Leadership
- Supervisory Procedures
- Financial Services
- Strategic Planning
- Analytical Skills
- Annual Reports
- Financial Technology
- High-Net-Worth Individuals (HNWI)
- Internal Compliance
- KYC Verification
- Negotiation
- Policies & Procedures
- Regulatory Requirements
- Training
- Virtual Currency
- Teaching
- Process Improvement
- Broker Dealer Compliance
- Securities Compliance Specialist
- Testing
- Change Management
- Quantitative Analysis
- Broker Dealer
- Coaching
- Risk
- Mergers and Acquisitions
- Relationship Development
- CRM
Bryan Hagen Summary
- Bryan Hagen, based in Portland, OR, US, is currently a Head of Compliance and Chief Compliance Officer at Breeze. Bryan Hagen brings experience from previous roles at Rail, Bakkt and Bumped. Bryan Hagen holds a Bachelor of Arts in Economics @ Reed College. With a robust skill set that includes FinTech, Securities, FINRA, Finance, Due Diligence and more. Bryan Hagen has 1 emails and 1 mobile phone numbers on RocketReach.
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