Brian Woldow's Location
New York, NY, US
Brian Woldow's Work
- Chief Compliance Officer @ Betterment
- Managing Director & Compliance and Operational Risk Executive @ Bank of America Merrill Lynch
- Managing Director & Compliance Executive @ Bank of America Merrill Lynch
- Assistant General Counsel @ Bank of America Merrill Lynch
- Associate @ O'Melveny & Myers LLP
- Attorney, Office of General Counsel, Regulatory Policy & Oversight @ FINRA (Financial Industry Regulatory Authority)
Brian Woldow's Education
- Boston University School of Law
Master of Laws (LL.M.) (Banking and Financial Services)
2007 - 2008 - American University Washington College of Law
Doctor of Law (JD)
1998 - 2001 - Lafayette College
Bachelor of Arts (B.A.) (Economics & Business)
1994 - 1998
Brian Woldow's Skills
- Investment Management
- Securities
- Due Diligence
- Mutual Funds
- Alternative Investments
- Fiduciary
- Investment Advisers Act
- Investment Advisor Compliance
- Private Banking
- Securities Exchange Act of 1934
Brian Woldow's Summary
Brian Woldow, based in New York, NY, US, is currently a Chief Compliance Officer at Betterment, bringing experience from previous roles at Bank of America Merrill Lynch and O'Melveny & Myers LLP. Brian Woldow holds a 2007 - 2008 Master of Laws (LL.M.) in Banking and Financial Services @ Boston University School of Law. With a robust skill set that includes Investment Management, Securities, Due Diligence, Mutual Funds, Alternative Investments and more, Brian Woldow contributes valuable insights to the industry. Brian Woldow has 2 emails on RocketReach.
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Others Named Brian Woldow
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ViewBrian Woldow
Managing Director and Compliance Executive at Merrill Lynch
New York, New York, United States22
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