2020 -2022 Compliance End Point Assessor @ Freelance
2020 -2021 Head Of Compliance @
2020 -2020 Regulatory Risk Specialist @
2019 -2020 Consultant @
2018 -2019 Corporate Compliance Manager @
2017 -2018 Compliance Consultant and SME - MiFID II, IDD and PRIIPS @
2017 -2017 Compliance Project Manager and Consultant @
2016 -2016 Compliance Consultant @
2015 -2016 FCA Project Manager @
2015 -2015 Senior Compliance Reviewer @
2014 -2015 Project Manger @
2013 -2014 Programme Manager and Workstream Lead @ HSBC Change Management
2011 -2013 Consultant @
2011 -2011 Senior Project Manager @
2010 -2011 Wholesale Compliance Project Manager @
2010 -2010 TCF Project Manager @
2008 -2009 Business Projects Manager @
2008 -2008 TCF Project Manager and Lead BA @
2008 -2008 Relationship Manager - TCF @
2006 -2008 Senior Team Manager and Technician @
1999 -2001 associate @
1999 -2001 Associate @
Brian Rooney Education
Unavista
(Foundation Reoprting Foundation Certificate)
2019-2019
ICA Compliace Diploma 2014-2015
Personal Finance Society
Diploma in Personal Financial Services
2005-2007
Kingston University
Bachelor of Laws - LLB (Law)
1989-1992
Brian Rooney Summary
Brian Rooney, based in London, GB, is currently a Senior Manager at Thistle Initiatives. Brian Rooney brings experience from previous roles at Square Mile Investment Consulting & Research Limited, Saunderson House, Freelance and Vintage Wealth Management Limited. Brian Rooney holds a 2019 - 2019 Unavista. Brian Rooney has 3 emails on RocketReach.
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