Brian Rooney Email
Senior Manager @ Thistle Initiatives
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Brian Rooney Location
- London, GB
Brian Rooney Work
- Senior Manager @ (December 2022 - Present)
- Head of Risk and Compliance @ (September 2022 - November 2022)
- Senior Compliance Manager @ (April 2021 - October 2022)
- Compliance End Point Assessor @ Freelance (October 2020 - October 2022)
- Head Of Compliance @ (October 2020 - March 2021)
- Regulatory Risk Specialist @ (August 2020 - September 2020)
- Consultant @ (October 2019 - January 2020)
- Corporate Compliance Manager @ (September 2018 - October 2019)
- Compliance Consultant and SME - MiFID II, IDD and PRIIPS @ (May 2017 - August 2018)
- Compliance Project Manager and Consultant @ (February 2017 - April 2017)
- Compliance Consultant @ (April 2016 - November 2016)
- FCA Project Manager @ (November 2015 - March 2016)
- Senior Compliance Reviewer @ (May 2015 - September 2015)
- Project Manger @ (June 2014 - May 2015)
- Programme Manager and Workstream Lead @ HSBC Change Management (September 2013 - January 2014)
- Consultant @ (November 2011 - March 2013)
- Senior Project Manager @ (July 2011 - November 2011)
- Wholesale Compliance Project Manager @ (June 2010 - April 2011)
- TCF Project Manager @ (March 2010 - April 2010)
- Business Projects Manager @ (December 2008 - June 2009)
- TCF Project Manager and Lead BA @ (July 2008 - October 2008)
- Relationship Manager - TCF @ (April 2008 - July 2008)
- Senior Team Manager and Technician @ (June 2006 - January 2008)
- Associate @ (January 1999 - January 2001)
- associate @ (January 1999 - January 2001)
Brian Rooney Education
- Unavista
(Foundation Reoprting Foundation Certificate)
2019-2019 - ICA Compliace Diploma 2014-2015
- Personal Finance Society
Diploma in Personal Financial Services
2005-2007 - Kingston University
Bachelor of Laws - LLB (Law)
1989-1992
Brian Rooney Summary
- Brian Rooney, based in London, GB, is currently a Senior Manager at Thistle Initiatives. Brian Rooney brings experience from previous roles at Square Mile Investment Consulting & Research Limited, Saunderson House, Freelance and Vintage Wealth Management Limited. Brian Rooney holds a 2019 - 2019 Unavista. Brian Rooney has 1 emails on RocketReach.
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