Director Of Compliance @ (May 2021 - October 2023)
Chief Compliance Officer @ (May 2020 - May 2021)
Managing Consultant @ Bovill (October 2018 - May 2020)
Vice President @ (June 2017 - October 2018)
Assistant Vice President @ (April 2015 - June 2017)
Consultant @ (April 2013 - March 2015)
Securities Compliance Examiner @ (August 2010 - April 2013)
Senior Examiner @ (January 2006 - August 2010)
Intern @ (January 2001 - December 2005)
Brian Petraitis Education
Iowa State University - Ivy College of Business
BS (Accounting)
2002-2005
Fort Lewis College
Accounting
2001-2002
Brian Petraitis Skills
Securities
Hedge Funds
Due Diligence
FINRA
Broker-Dealer
Finance
Securities Regulation
Mutual Funds
Equities
SEC filings
AML
Security
Broker Dealer
Business Development
Microsoft Office
Business Analysis
Research
Leadership
Brian Petraitis Summary
Brian Petraitis, based in Chicago, IL, US, is currently a Director, Compliance Services at Key Bridge Compliance. Brian Petraitis brings experience from previous roles at Tegus, Mack Investment Securities, Inc., Bovill and Duff & Phelps. Brian Petraitis holds a 2002 - 2005 BS in Accounting @ Iowa State University - Ivy College of Business. With a robust skill set that includes Securities, Hedge Funds, Due Diligence, FINRA, Broker-Dealer and more. Brian Petraitis has 1 emails and 3 mobile phone numbers on RocketReach.
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