Brian Harris Email & Phone Number
Canada Chief Compliance Officer @ State Street Investment Management
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Brian Harris Location
- Tewksbury, MA, US
Brian Harris Work
- 2023 - now Canada Chief Compliance Officer @
- 2023 - now Adviser Chief Compliance Officer @
- 2013 - now Funds Chief Compliance Officer @
- 2013 - 2013 Deputy Funds Chief Compliance Officer @
- 2010 - 2013 Director, GWIM Compliance Executive @ BofA Global Capital Management
- 2008 - 2010 Director of Compliance @
- 2007 - 2008 Vice President - Reporting and Compliance @
- 1998 - 2007 Director - Reporting and Compliance @ IBT
- 1996 - 1998 Senior Auditor @
Brian Harris Education
- Merrimack College
BS in Business Administration (Accounting)
1991 - 1995 - Austin Prep 1987 - 1991
Brian Harris Skills
- Compliance
- Series 6
- Mutual Funds
- Series 63
- Series 65
- Financial Reporting
- Regulatory Reporting
- Financial Analysis
- Auditing
- Microsoft Excel
- Customer Service
- Business Development
- Sales
Brian Harris Summary
- Brian Harris, based in Tewksbury, MA, US, is currently a Canada Chief Compliance Officer at State Street Global Advisors. Brian Harris brings experience from previous roles at State Street Global Advisors and BofA Global Capital Management. Brian Harris holds a 1991 - 1995 BS in Business Administration in Accounting @ Merrimack College. With a robust skill set that includes Compliance, Series 6, Mutual Funds, Series 63, Series 65 and more. Brian Harris has 4 emails and 1 mobile phone numbers on RocketReach.
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