Bob Lawson Email & Phone Number

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President and Managing Partner - Securities Expert Witness and Litigation Support Consultant @ Barrington Financial Consulting Group | www.Barrington-Inc.com (September 2017 - Present)
President | Securities and Insurance Litigation Support Consultant @ (January 2010 - Present)
President and Chief Compliance Officer @ (February 1988 - Present)
Securities and Insurance Mediator @ (September 2014 - Present)
Qualified Neutral under Rule 114 of the MN General Rules of Practice | Mediation and Arbitration @ (August 2014 - Present)
Providing Private Consulting to Broker Dealers and Registered Investment Advisers @ (June 2006 - Present)
FINRA Dispute Resolution Arbitrator - Chair @ (September 2009 - Present)
NFA Dispute Resolution Arbitrator @ (February 2012 - Present)
Chair - ADR Membership Committee - Alternative Dispute Resolution @ (July 2017 - August 2022)
Member Board Of Directors @ Little Brothers - Friends of the Elderly - Minneapolis- St Paul (February 2017 - September 2018)
Branch Manager | Securities and Options Principal @ thinkorswim by TD Ameritrade, Inc. (June 2006 - August 2010)
Branch Manager | Registered Securities Principal @ (April 1998 - June 2004)
Vice President of Investments @ (February 1985 - September 1987)
Financial Advisor | District Manager @ American Capital Financial Services, Inc. (August 1983 - February 1985)

UCLA Extension
Ethics (Ethics in Finance)
2022-2022
Mitchell Hamline School of Law
Arbitration & Mediation Certificates - Dispute Resolution Institute (law.hamline.edu)
2011-2014
FINRA
FINRA Dispute Resolution Arbitrator & FINRA Mediator (Member of FINRA Dispute Resolution Board of Arbitrators)
2009-2009
FINRA
Completed (3) Supervisory Examinations ((1) Industry Examination, (2) Securities Law Examinations, Supervised, audited, and recruited Registered Representatives ("RR) and Investment Adviser Representatives ("IAR") and served as a Registered Representative for over 1200 clients.)
1983-2008
International Association of Registered Financial Consultants
Master Registered Financial Consultant (MRFC) (Financial Planning and Services)
1997-1997
The American College
Life Underwriter Training Council Fellow (Practice Management | Insurance and Investment Products | Risk Management)
1983-1991
Cornell Law School
Financial Institutions and Regulations Certificate (Financial Regulation and Law Policy)
Cornell Law School
Securities Law Certificate (Securities Laws)
University of St. Thomas School of Law
CSCP (Broker Dealer and Investment Adviser Compliance Professional)
University of St. Thomas School of Law
Certified Securities Compliance Professional (CSCP) - Broker Dealers | Investment Advisers (Member - National Society of Compliance Professionals)
University of St. Thomas School of Law
Certified Securities Compliance Professional (Broker-Dealer & Registered Investment Advisor Compliance)

Bob Lawson, based in Saint Paul, MN, US, is currently a President and Managing Partner - Securities Expert Witness and Litigation Support Consultant at Barrington Financial Consulting Group | www.Barrington-Inc.com. Bob Lawson brings experience from previous roles at Barrington Capital Management, Inc.. Bob Lawson holds a 2022 - 2022 Ethics in Ethics in Finance @ UCLA Extension. With a robust skill set that includes 401(k) Retirement Savings Plans, Expert Witness, Equities, Wealth Management, Litigation Support and more. Bob Lawson has 3 emails and 1 mobile phone numbers on RocketReach.

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