Anthony Vinci Email & Phone Number

Senior Director, Office of Financial and Operational Risk Policy @ FINRA (Financial Industry Regulatory Authority)

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Anthony Vinci Location

New York, NY, US

Anthony Vinci Work

Senior Director, Office of Financial and Operational Risk Policy @ (May 2024 - Present)
Director, Office of Financial and Operational Risk Policy @ (June 2018 - May 2024)
Chief Financial Officer | Financial and Operations Principal | Treasurer @ Mirae Asset Securities (USA) Inc. (February 2017 - June 2018)
Chief Financial Officer | Board Director | Chief Credit Officer | Corporate Secretary @ Maple Securities USA, Inc. (August 2014 - February 2017)
Director, Global Corporate Treasury and Cash Management @ (July 2013 - August 2014)
Manager, External Reporting, Global Accounting Policy and Corporate Accounting @ (June 2012 - July 2013)
Audit Manager, Financial Services - Banking and Capital Markets @ (October 2006 - June 2012)

Anthony Vinci Education

Pace University - Lubin School of Business
Combined Master of Business Administration/Bachelor of Business Administration (Public Accounting, Financial Management)

Anthony Vinci Skills

Crypto
Broker-Dealer Operations
Broker-Dealer Compliance
Liquidity Management
Series 27
FINRA
SEC Financial Reporting
Technical Accounting Research
Financial Statement Auditing
Board of Directors
Nonprofit Board Development
Fundraising
Financial Analysis
Accounting
Auditing
Financial Operations
FINOP
Technical Accounting
External Relationships
Generally Accepted Accounting Principles (GAAP)
Analytical Skills
Technical Advisory
Team Leadership
Oral Communication
Project Management
Organization Skills
Communication
Interpersonal Skills
Interpersonal Communication
Team Management
Tax Planning
Executive Relations
Internal Controls
Treasury Management
Budgeting & Forecasting
Financial Modeling
Regulatory Compliance
Financial Reporting
Executive Leadership
Systems Implementation
Cost Optimization Strategy
Strategic Negotiations
Corporate Governance
Financial Due Diligence
Process Improvement
Audit Management
Financial Planning and Analysis (FP&A)
Strategic Planning
Liquidity Risk Management
Public Speaking
AI-Assisted Analysis (pilot/controlled use)
Books & Records (17a-3/17a-4)
Broker-Dealer Financial Responsibility (15c3-1/15c3-3)
CFO/FINOP Leadership
Capital & Customer Protection Computations
Cross-Border Treasury & Credit Facilities
Financial Reporting (17a-5) & PCAOB Audit Readiness
Internal Controls & SOX
Liquidity & Treasury Management
Nonprofit Leadership
Operational Risk & Remediation
Policy Interpretation & Industry Education
Prime Brokerage Operations (Institutional)
Regulatory Policy Development & Interpretation
Stakeholder Communication (Boards, Auditors, Regulators)
US GAAP (Broker-Dealer)
Partnership Accounting
IFRS
Credit Risk
Cash Management
Financial Statement
Series 24
PCAOB standards
Product Control
Accounting Policy
International Financial Reporting Standards Ifrs
Business Valuation
US GAAP
Variable Interest
Financial Statements
Account Management
Due Diligence
Variable Interest Entities
Financial Services
Finra Regulatory Reporting
Fixed Income
Trading
Management
Fixed Income Products
Derivatives
Sarbanes Oxley Act
Finra Regulatory
Leadership
Banking
Series 99
Sarbanes Oxley
Capital Markets
Bloomberg Terminal
CPA
Corporate Finance
Series 7
SEC filings
Non Profit Development
u.s. Generally Accepted Accounting Principles Gaap
Finance
Consolidation
External Audit
Loan Origination
Financial Statement Analysis
XBRL
Forecasting
Strategy

Anthony Vinci Summary

Anthony Vinci, based in New York, NY, US, is currently a Senior Director, Office of Financial and Operational Risk Policy at FINRA. Anthony Vinci brings experience from previous roles at FINRA, Mirae Asset Securities (USA) Inc., Maple Securities USA, Inc. and GFI Group. Anthony Vinci holds a Combined Master of Business Administration/Bachelor of Business Administration in Public Accounting, Financial Management @ Pace University - Lubin School of Business. With a robust skill set that includes Crypto, Broker-Dealer Operations, Broker-Dealer Compliance, Liquidity Management, Series 27 and more. Anthony Vinci has 3 emails and 1 mobile phone numbers on RocketReach.