Anthony Puma Email & Phone Number
SVP, Head of Investment and Trading Compliance @ Cohen & Steers
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Anthony Puma Location
- United States
Anthony Puma Work
- SVP, Head of Investment and Trading Compliance @ (August 2015 - Present)
- Compliance Officer @ (April 2013 - August 2015)
- Portfolio Management and Trading Compliance Officer, Assistant Vice President @ (July 2011 - April 2013)
- Fixed Income and EMD Surveillance Compliance @ (September 2008 - July 2011)
- Compliance Officer @ (November 2005 - September 2008)
- Special Supervision Analyst @ Smith Barney - Citigroup, Global Wealth Management (October 2004 - November 2005)
Anthony Puma Education
- SUNY Oneonta
BS (Business Economics)
1999-2003
Anthony Puma Skills
- Alternative Investments
- Asset Allocation
- Asset Management
- Bloomberg
- Bloomberg AIM
- Bonds
- Capital Markets
- Charles River IMS
- Commodity Markets
- Compliance Management
- Derivatives
- Derivatives Trading
- ETFs
- Equities
- Equity Derivatives
- Equity Trading
- Eze Castle
- Finance
- Financial Markets
- Financial Risk
- Financial Services
- Fixed Income
- Foreign Exchange (FX) Trading
- Fund Of Funds
- Futures Trading
- Hedge Funds
- Investment Advisory
- Investment Banking
- Investment Management
- Investment Strategies
- Investments
- Latent Zero Sentinel
- Leadership
- Legal Compliance
- Management
- Market Risk
- Mutual Funds
- Options
- Portfolio Management
- Private Equity
- Project Management
- Regulatory Compliance
- Risk Management
- Securities
- Securities Regulation
- Series 7
- Trade Compliance
- Trading
- Trading Strategies
- Trading Systems
- U.S. Office of Foreign Assets Control (OFAC)
- Wealth Management
- Wealth Management Services
- Sales
- Compliance
- Microsoft Word
- Training
Anthony Puma Summary
- Anthony Puma, based in United States, is currently a SVP, Head of Investment and Trading Compliance at Cohen & Steers. Anthony Puma brings experience from previous roles at Stone Harbor Investment Partners, Barclays Wealth and Investment Management and Morgan Stanley Investment Management. Anthony Puma holds a 1999 - 2003 BS in Business Economics @ SUNY Oneonta. With a robust skill set that includes Alternative Investments, Asset Allocation, Asset Management, Bloomberg, Bloomberg AIM and more. Anthony Puma has 2 emails and 1 mobile phone numbers on RocketReach.
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