Anthony Puma Email & Phone Number
SVP, Head of Portfolio Compliance @ Cohen & Steers
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Anthony Puma Location
- United States
Anthony Puma Work
- 2015 -now SVP, Head of Portfolio Compliance @
- 2013 -2015 Compliance Officer @
- 2011 -2013 Portfolio Management and Trading Compliance Officer, Assistant Vice President @
- 2008 -2011 Fixed Income and EMD Surveillance Compliance @
- 2005 -2008 Operations Compliance Officer @
- 2004 -2005 Special Supervision Analyst @ Smith Barney - Citigroup, Global Wealth Management
Anthony Puma Education
- SUNY Oneonta
BS (Business Economics)
1999-2003
Anthony Puma Skills
- Charles River IMS
- Latent Zero Sentinel
- Bloomberg AIM
- Fixed Income
- Risk Management
- Bloomberg
- Equities
- Finance
- Financial Risk
- Investments
- Mutual Funds
- Portfolio Management
- Asset Management
- Series 7
- Financial Services
- Investment Management
- Securities
- Trading
- Options
- Asset Allocation
- Capital Markets
- Hedge Funds
- Bonds
- Securities Regulation
- Sales
- Derivatives
- Investment Advisory
- Wealth Management
- Compliance
- Microsoft Word
- Investment Strategies
- Training
- Management
- Eze Castle
- Financial Markets
Anthony Puma Summary
- Anthony Puma, based in United States, is currently a SVP, Head of Portfolio Compliance at Cohen & Steers. Anthony Puma brings experience from previous roles at Stone Harbor Investment Partners, Barclays Wealth and Investment Management, Morgan Stanley Investment Management and Morgan Stanley. Anthony Puma holds a 1999 - 2003 BS in Business Economics @ SUNY Oneonta. With a robust skill set that includes Charles River IMS, Latent Zero Sentinel, Bloomberg AIM, Fixed Income, Risk Management and more. Anthony Puma has 2 emails and 1 mobile phone numbers on RocketReach.
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