Stephen Murphy Email & Phone Number
Chief Compliance Officer (Broker Dealer and Registered Funds) @ Cohen & Steers
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Stephen Murphy Location
- New York, NY, US
Stephen Murphy Work
- 2020 -now Chief Compliance Officer (Broker Dealer and Registered Funds) @
- 2019 -now Senior Vice President - Deputy Chief Compliance Officer (Investment Advisor) @
- 2017 -2019 Managing Director @
- 2004 -2017 Chief Compliance Officer, Anti-Money Laundering Officer and Vice President @
- 1998 -2004 Vice President - Professional Investor Clearing Services (Prime Brokerage, Correspondent Clearing) @
- 1997 -1998 Vice President, Secretary and Treasurer, Operations Manager @ Lepercq, de Neuflize Securities, Inc. / Lepercq-Istel Fund
- 1989 -1997 AVP and Manager, Institutional Services @
Stephen Murphy Education
- St. John's University
Bachelor of Science (B.S.) (Marketing)
- Securities Industry Institute
Wharton Program * 3-Year Program (Wharton Program * 3-Year Program)
Stephen Murphy Skills
- Regulatory Compliance Program Execution
- Non-U.S. Compliance
- Compliance Science (PTCC)
- Compliance Technology Integration
- Eze Castle
- Global Relay
- Compliance Accelerator
- Best Execution Review
- Equities
- Prime Brokerage
- Fixed Income
- Derivatives
- Bloomberg
- Employee Training
- Anti-Money Laundering (AML)
- Trading Regulations
- Risk Assessment
- Operations
- Efficiency Improvements
- Soft Dollars
- Financial Services
- AML
- Alternative Investments
- Microsoft office (Excel * PowerPoint * Word * Outlook)
- Managing & Building-Out Proprietary Real Estate
- Mutual Funds
- Capital Markets
- Sales
- Anti Money Laundering Aml
- Risk Management
- Microsoft Word
- Project Management
- Investment Management
- Non u.s. Compliance
- Strategy
- Microsoft Office Excel * Powerpoint * Word * Outlook
- Compliance Science Ptcc
- Journalism
- Public Speaking
- Managing and Building Out Proprietary Real Estate
- Management
- Compliance
- SEC
- Anti Money Laundering
- Investments
- FINRA
- Asset Management
- Series 7
- Securities
- Hedge Funds
- Microsoft Office
- Compliance Science
Stephen Murphy Summary
- Stephen Murphy, based in New York, NY, US, is currently a Chief Compliance Officer (Broker Dealer and Registered Funds) at Cohen & Steers. Stephen Murphy brings experience from previous roles at Cohen & Steers, Mirae Asset Securities (USA) Inc., Weiss Multi-Strategy Advisers LLC and Neuberger Berman. Stephen Murphy holds a Bachelor of Science (B.S.) in Marketing @ St. John's University. With a robust skill set that includes Regulatory Compliance Program Execution, Non-U.S. Compliance, Compliance Science (PTCC), Compliance Technology Integration, Eze Castle and more. Stephen Murphy has 1 emails and 4 mobile phone numbers on RocketReach.
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