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Andrew Waters Location
United Kingdom
Andrew Waters Work
Managing Director - Global Head of Partnerships and Regulatory Strategy @ (March 2026 - Present)
Global Head of Regulatory Affairs @ (October 2022 - Present)
Global Head of FICC Trade Surveillance @ (July 2016 - November 2022)
Senior Examiner @ (May 2015 - July 2016)
Analyst - Market Regulation @ (September 2012 - May 2015)
Legal and Compliance Analyst @ (July 2011 - September 2012)
Executive Director @ (March 2019 - November 2022)
Director @ (July 2016 - November 2022)
Legal Intern @ David A. Kaminksy & Associates (May 2011 - July 2011)
Andrew Waters Education
New York Law School
JD
University of Vermont
BA (Political Science)
Andrew Waters Skills
Regulatory Affairs
FinTech
Research
English
Excel
Litigation
Compliance
Legal Research
Corporate Finance
Derivatives
Securities Regulation
Legal Compliance
Financial Regulation
Legal Writing
Securities
Analysis
Financial Services
Capital Markets
Social Media
FINRA
Regulatory
PowerPoint
Andrew Waters Summary
Andrew Waters, based in United Kingdom, is currently a Managing Director - Global Head of Partnerships and Regulatory Strategy at TradingHub. Andrew Waters brings experience from previous roles at TradingHub, UBS and Financial Industry Regulatory Authority (FINRA). Andrew Waters holds a JD @ New York Law School. With a robust skill set that includes Regulatory Affairs, FinTech, Research, English, Excel and more. Andrew Waters has 2 emails and 2 mobile phone numbers on RocketReach.
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