Amy Tsai Email
Chief Compliance Officer, RBC DS Retail and Senior Director, RBC Wealth Management Canada Compliance @ RBC Dominion Securities
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Amy Tsai Location
- Toronto, ON, CA
Amy Tsai Work
- 2024 - now Chief Compliance Officer, RBC DS Retail and Senior Director, RBC Wealth Management Canada Compliance @
- 2018 - 2024 Director, Wealth Management Canada Compliance @
- 2016 - 2018 Senior Regulatory Adviser, OSC LaunchPad @
- 2012 - 2016 Legal Counsel, Compliance and Registrant Regulation Branch @
- 2008 - 2012 Associate and Articling Student, Corporate Department @
- 2007 - 2007 Summer Law Student, Legal, Risk and Compliance Group @
Amy Tsai Education
- University of Toronto
Juris Doctor, Law
2008 - Queen's University
Honours Bachelor of Arts, English Language and Literature
2004
Amy Tsai Skills
- Microsoft Excel
- Securities
- Joint Ventures
- Administrative Law
- Strategy
- Strategic Planning
- Legal Writing
- Mergers and Acquisitions
- Legal Research
- Management
- Corporate Governance
- Civil Litigation
- Securities Regulation
- Corporate Law
Amy Tsai Summary
- Amy Tsai, based in Toronto, ON, CA, is currently a Chief Compliance Officer, RBC DS Retail and Senior Director, RBC Wealth Management Canada Compliance at RBC Dominion Securities. Amy Tsai brings experience from previous roles at RBC, Ontario Securities Commission and Stikeman Elliott LLP. Amy Tsai holds a Juris Doctor, Law @ University of Toronto. With a robust skill set that includes Microsoft Excel, Securities, Joint Ventures, Administrative Law, Strategy and more. Amy Tsai has 1 emails on RocketReach.
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