Alpesh Rathod's Location
New York, NY, US
Alpesh Rathod's Work
- Chief Compliance Officer - NYL Investors @ New York Life
- Deputy CCO @ Prudential Financial
- WL Ross and Co. LLC (Private Equity) Bank Loans (40 Act Funds, CLOs) - Compliance @ Invesco US
- Global Wealth and Investment Management - Compliance Executive and Chief Compliance Officer @ Bank of America
- Vice President and Director of Investment Adviser Compliance @ U.S. Trust Corporation, Division of Charles Schwab & Co., New York, NY
- Principal Consultant and Senior Manager, Regulatory Compliance Consulting Group @ PricewaterhouseCoopers LLP, New York, NY
- Securities Compliance Examiner, Division of Investment Management @ U.S. Securities and Exchange Commission
Alpesh Rathod's Education
- Saint Peter's
Bachelor Of Science (Accounting)
1991 - 1994
Alpesh Rathod's Skills
- Private Equity
- Asset Management
- Equities
- Investments
- Fund Of Funds
- Investment Management
- Hedge Funds
- Financial Services
- Alternative Investments
- Mutual Funds
Alpesh Rathod's Summary
Alpesh Rathod, based in New York, NY, US, is currently a Chief Compliance Officer - NYL Investors at New York Life Insurance Company, bringing experience from previous roles at Prudential Investment Management -Fixed Income, Invesco Ltd., Bank of America and U.S. Trust Corporation, Division of Charles Schwab & Co., New York, NY. Alpesh Rathod holds a 1991 - 1994 Bachelor Of Science in Accounting @ Saint Peter's. With a robust skill set that includes Private Equity, Asset Management, Equities, Investments, Fund Of Funds and more, Alpesh Rathod contributes valuable insights to the industry. Alpesh Rathod has 2 emails and 1 mobile phone number on RocketReach.
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