Joe Castro Email & Phone Number
EVP, Chief Risk and Compliance Officer @ Nuveen, a TIAA company
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Joe Castro Location
- Chicago, IL, US
Joe Castro Work
- EVP, Chief Risk and Compliance Officer @ (January 2025 - Present)
- Senior Managing Director, Head of Compliance @ (January 2016 - January 2025)
- Managing Director, Chief Compliance Officer @ (January 2013 - January 2016)
- SVP, Deputy Chief Compliance Officer @ (January 2011 - January 2013)
- SVP, Head of Capital Markets Compliance – Fidelity Institutional @ (January 2009 - January 2011)
- SVP and Deputy CCO – Enterprise Compliance @ (January 2003 - January 2009)
- VP, Head of Personal Investments Compliance - Fidelity Brokerage Company @ (January 2002 - January 2003)
- VP, CCO Fidelity Brokerage Services LLC and National Financial Services LLC – Corporate Compliance @ (January 2000 - January 2002)
- Vice President, Retail and Capital Markets Compliance – Corporate Compliance @ (January 1998 - January 2000)
- Vice President, Capital Markets Compliance – Corporate Compliance @ (January 1997 - January 1998)
- VP, Group Compliance Officer—Cross Border Finance Group | AVP, Compliance Officer | Compliance Mgr. @ (January 1989 - January 1997)
- Compliance Surveillance Analyst @ PAINEWEBBER, INC. (January 1988 - January 1989)
Joe Castro Education
- University of Denver
BSBA (Finance)
1982-1986
Joe Castro Summary
- Joe Castro, based in Chicago, IL, US, is currently a EVP, Chief Risk and Compliance Officer at Nuveen, a TIAA company. Joe Castro brings experience from previous roles at Nuveen, a TIAA company, Nuveen and Fidelity Investments. Joe Castro holds a 1982 - 1986 BSBA in Finance @ University of Denver. Joe Castro has 2 emails and 1 mobile phone numbers on RocketReach.
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