Joe Castro Email & Phone Number
EVP, Chief Risk and Compliance Officer @ Nuveen, a TIAA company
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Joe Castro Location
- Chicago, IL, US
Joe Castro Work
- 2025 -now EVP, Chief Risk and Compliance Officer @
- 2016 -2025 Senior Managing Director, Head of Compliance @
- 2013 -2016 Managing Director, Chief Compliance Officer @
- 2011 -2013 SVP, Deputy Chief Compliance Officer @
- 2009 -2011 SVP, Head of Capital Markets Compliance – Fidelity Institutional @
- 2003 -2009 SVP and Deputy CCO – Enterprise Compliance @
- 2002 -2003 VP, Head of Personal Investments Compliance - Fidelity Brokerage Company @
- 2000 -2002 VP, CCO Fidelity Brokerage Services LLC and National Financial Services LLC – Corporate Compliance @
- 1998 -2000 Vice President, Retail and Capital Markets Compliance – Corporate Compliance @
- 1997 -1998 Vice President, Capital Markets Compliance – Corporate Compliance @
- 1989 -1997 VP, Group Compliance Officer—Cross Border Finance Group | AVP, Compliance Officer | Compliance Mgr. @
- 1988 -1989 Compliance Surveillance Analyst @ PAINEWEBBER, INC.
Joe Castro Education
- University of Denver 1982-1986
Joe Castro Summary
- Joe Castro, based in Chicago, IL, US, is currently a EVP, Chief Risk and Compliance Officer at Nuveen, a TIAA company. Joe Castro brings experience from previous roles at Nuveen, a TIAA company and Fidelity Investments. Joe Castro holds a 1982 - 1986 University of Denver. Joe Castro has 2 emails and 1 mobile phone numbers on RocketReach.
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