Alexander Sixbey Email & Phone Number
Chief Compliance Officer, ICM Capital Markets, LLC @ Captec.io
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Alexander Sixbey Location
- New York, NY, US
Alexander Sixbey Work
- Chief Compliance Officer, ICM Capital Markets, LLC @ (June 2025 - Present)
- Associate Director @ (May 2024 - Present)
- Chief Compliance Officer, Juniper Square Capital @ (February 2025 - September 2025)
- Deputy Ethics and Compliance Officer @ (June 2011 - April 2024)
- Chief Compliance Officer and AML Officer (NCLS, FSB) @ (August 2010 - November 2011)
- Enterprise Compliance Manager @ (June 2009 - June 2011)
- Securities Compliance Specialist @ (January 2008 - June 2009)
- Financial Investigator - Compliance @ (June 2007 - January 2008)
- Investment Executive - Officer @ (January 2007 - June 2007)
- Project Manager @ AIR (April 2006 - December 2006)
- Assoc. Wealth Strategist and AML Compliance (Bank Officer) @ (September 2002 - April 2006)
Alexander Sixbey Education
- University of Hartford
MBA (Management, Marketing)
- Eastern Connecticut State University
BA (Economics)
Alexander Sixbey Skills
- Business Ethics
- Fraud Detection
- Code of Ethics
- Banking
- Compliance Training
- Anti Money Laundering
- Regulatory Training
- Securities Regulation
- Insurance
- Enterprise Risk Management
- Financial Planning
- Business Culture
- Financial Economics
- Quantative Analysis
- Investments
- Regulatory Affairs
- Risk Mitigation
- Finance
- Financial Services
- Wealth Management
- Compliance
- Mutual Funds
- AML
- Management Consulting
- Risk Assessment
- Risk Management
- Legal Compliance
- Senior Executive Leadership
- Legal
- MBA
- Corporate Governance
- Operational Risk Management
- Series 24
- Management
- Applied Research
- Marketing Strategy
- Corporate Fraud Investigations
- Series 7
- Securities
Alexander Sixbey Summary
- Alexander Sixbey, based in New York, NY, US, is currently a Chief Compliance Officer, ICM Capital Markets, LLC at Hum Capital. Alexander Sixbey brings experience from previous roles at Compliance Risk Concepts (CRC), Juniper Square and Lincoln Financial Group. Alexander Sixbey holds a MBA in Management, Marketing @ University of Hartford. With a robust skill set that includes Business Ethics, Fraud Detection, Code of Ethics, Banking, Compliance Training and more. Alexander Sixbey has 2 emails and 2 mobile phone numbers on RocketReach.
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