Alexander Sixbey Email & Phone Number
Chief Compliance Officer, ICM Capital Markets, LLC @ Captec.io
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Alexander Sixbey Location
- New York, NY, US
Alexander Sixbey Work
- 2025 -now Chief Compliance Officer, ICM Capital Markets, LLC @
- 2024 -now Associate Director @
- 2025 -2025 Chief Compliance Officer, Juniper Square Capital @
- 2011 -2024 Deputy Ethics and Compliance Officer @
- 2010 -2011 Chief Compliance Officer and AML Officer (NCLS, FSB) @
- 2009 -2011 Enterprise Compliance Manager @
- 2008 -2009 Securities Compliance Specialist @
- 2007 -2008 Financial Investigator - Compliance @
- 2007 -2007 Investment Executive - Officer @
- 2006 -2006 Project Manager @ AIR
- 2002 -2006 Assoc. Wealth Strategist and AML Compliance (Bank Officer) @
Alexander Sixbey Education
- University of Hartford
MBA (Management, Marketing)
- Eastern Connecticut State University
BA (Economics)
Alexander Sixbey Skills
- Business Ethics
- Fraud Detection
- Code of Ethics
- Banking
- Compliance Training
- Anti Money Laundering
- Regulatory Training
- Securities Regulation
- Insurance
- Enterprise Risk Management
- Financial Planning
- Business Culture
- Financial Economics
- Quantative Analysis
- Investments
- Regulatory Affairs
- Risk Mitigation
- Finance
- Financial Services
- Wealth Management
- Compliance
- Mutual Funds
- AML
- Management Consulting
- Risk Assessment
- Risk Management
- Legal Compliance
- Senior Executive Leadership
- Legal
- MBA
- Corporate Governance
- Operational Risk Management
- Series 24
- Management
- Applied Research
- Marketing Strategy
- Corporate Fraud Investigations
- Series 7
- Securities
Alexander Sixbey Summary
- Alexander Sixbey, based in New York, NY, US, is currently a Chief Compliance Officer, ICM Capital Markets, LLC at Hum Capital. Alexander Sixbey brings experience from previous roles at Compliance Risk Concepts (CRC), Juniper Square and Lincoln Financial Group. Alexander Sixbey holds a MBA in Management, Marketing @ University of Hartford. With a robust skill set that includes Business Ethics, Fraud Detection, Code of Ethics, Banking, Compliance Training and more. Alexander Sixbey has 2 emails and 2 mobile phone numbers on RocketReach.
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